61J2 FLORIDA REAL
ESTATE COMMISSION
CHAPTER 61J2-1 REGISTRATION DETAILS AND FEE STRUCTURE
61J2-1.011 License Fees and Examination Fees.
61J2-1.013 Registration Categories.
61J2-1.014 Inactive Renewal.
61J2-1.015 Exemption of Spouses of Members of Armed
Forces from Licensure Renewal Provisions.
61J2-1.016 Review of Fees.
61J2-1.011 License Fees and Examination Fees.
(1) Every person, partnership, limited liability
partnership, corporation or limited liability company
deemed and held to be a
licensee under Chapter 475, Florida Statutes, must
register with the Florida Real Estate Commission
(Commission) and must secure
a license for each license period.
(2) The application fee for licensure shall be as
follows:
(a) Initial application
Broker $20.00
Sales Associate $20.00
(b)1. Fingerprint Card Processing Fee; or $47.00
2. Electronic Fingerprint Processing Fee $61.00
(3) The biennial license fee for an active licensee
shall be:
Broker $90.00
Sales Associate $80.00
Branch office for Broker $80.00
(4) The fee and the time of payment for inactive license
shall be the same as for an active license, as set forth
in paragraph (3)
of this rule; however, there is no inactive branch
office.
(5) The following fees shall be charged for the
following purposes:
(a) Change of Individual License to Professional
Association
or Professional Association to Individual License $30.00
(b) Checks returned due to insufficient funds or account
closed:
face value does not exceed $50.00 $25.00
face value exceeds $50.00 but does not exceed $300.00
$30.00
face value exceeds $300.00 (Section 68.065, Florida
Statutes) $40.00
or an amount
up to 5% of the
face amount
of the check,
whichever is
greater
(c) Late fee $45.00
(d) Duplicate License $25.00
(6) The Commission may conduct seminars and publish and
sell the following documents at cost, which may or may
not vary
with each class or printing:
Wall Certificate of License Course syllabus
(7) The license fee for school related categories shall
be as follows:
(a) Application for School Instructor $20.00
(b) Fingerprint Card Processing Fee $47.00
(c) The biennial Permit Fees shall be:
School Permitholder $130.00
Additional Location for Permitholder $45.00
Chief Administrative Person $80.00
School Instructor $80.00
(8) Entity, sponsor, organization and individual
equivalent education course offering:
For each application for approval of
education offering $80.00
For each biennial education course offering
renewal $80.00
(9) The initial application for registration of a
corporation, partnership, limited liability company or
limited liability partnership
is:
Corporation, partnership, limited liability company or
limited liability partnership $90.00
Branch office for a corporation, partnership, limited
liability company or limited liability partnership
$80.00
(10) The biennial renewal of a corporation, partnership,
limited liability company or limited liability
partnership registration
fee shall be:
Corporation, partnership, limited liability company or
limited liability partnership $90.00
Branch office for a corporation, partnership, limited
liability company or limited liability partnership
$80.00
(11) The fee for request for a change of examination
date, which must be in writing, shall be:
(a) Requests received by the examination vendor 3 or
more days prior to the scheduled date no fee
(b) Requests received by the examination vendor less
than 3 days prior to the scheduled date $45.00
Specific Authority 475.05 FS. Law Implemented 68.065(2),
455.217, 455.2281, 475.04, 475.125, 475.15, 475.182,
475.24, 475.451 FS. History–
New 10-10-79, Amended 1-1-80, 4-14-81, 9-13-82,
10-19-83, 8-12-84, 10-13-85, Formerly 21V-1.11, Amended
2-1-87, 1-1-88, 5-5-88, 10-13-88,
9-10-89, 1-4-90, 2-13-90, 3-27-90, 8-21-90, 10-9-90,
1-13-91, 8-19-91, 7-1-93, Formerly 21V-1.011, Amended
7-18-94, 12-17-95, 12-30-97,
1-19-99, 4-18-99, 2-24-00, 11-17-03, 3-8-05.
61J2-1.013 Registration Categories.
(1) Registration in the following categories shall show
the name, the business address, effective and expiration
date:
(a) Active broker partnership;
(b) Active broker corporation;
(c) Active Limited Liability Company;
(d) Active Limited Liability Partnership;
(e) Branch office.
(2) An active real estate broker may serve in a
non-brokerage capacity as an officer or director with a
real estate corporation(s)
or a partner in a real estate partnership(s) while
maintaining an active license(s) with another real
estate brokerage firm(s).
Specific Authority 475.05 FS. Law Implemented 475.15,
475.183, 475.24 FS. History–New 1-1-80, Amended 7-19-83,
Formerly 21V-1.13,
Amended 6-28-93, Formerly 21V-1.013, Amended 1-18-00.
61J2-1.014 Inactive Renewal.
(1) A voluntarily inactive licensee may elect to renew
as inactive every two years by submitting a request to
the Department of Business and Professional Regulation (DBPR),
satisfying the required continuing education, and
submitting the fee established in Rule 61J2-1.011,
Florida Administrative Code.
(2) A renewal notice will be sent to the last known
address of the licensee. If a licensee does not elect to
renew, the status automatically shall revert to
involuntarily inactive.
(3) An involuntarily inactive licensee may renew by
submitting a request to the DBPR, complying with Rule
61J2-3.010, Florida Administrative Code, and submitting
the current renewal fee in addition to any applicable
late fee as established in Rule 61J2-1.011, Florida
Administrative Code. When the total period of
involuntary inactivity exceeds 2 years, the license
shall automatically expire per Section 475.183(2),
Florida Statutes. Ninety days prior to the expiration,
the DBPR shall give notice to the involuntarily inactive
licensee.
Specific Authority 120.53, 475.05, 475.183 FS. Law
Implemented 475.183 FS. History–New 11-12-81, Formerly
21V-1.14, Amended 10-13-88,
6-28-93, Formerly 21V-1.014, Amended 10-25-98, 8-8-02.
61J2-1.015 Exemption of Spouses of Members of Armed
Forces from Licensure Renewal Provisions.
A licensee who is the spouse of a member of the Armed
Forces of the United States shall be exempt from all
licensure renewal
provisions under the Rules of the Commission as long as
the member of the Armed Forces of the United States is
on active duty and
for a period of six months after the member’s discharge
from active duty with the Armed Forces, provided that
said licensee is not
engaged in the practice of real estate brokerage
activity in the private sector for profit. This
exemption shall only apply in cases of
the licensee’s absence from the state because of the
member’s duties with the Armed Forces.
Specific Authority 120.53, 475.05, 475.42, 455.02(2) FS.
Law Implemented 475.01, 475.25, 475.42, 475.421,
475.4511, 455.02(2) FS. History–
New 3-14-85, Formerly 21V-1.15, Amended 6-28-93,
Formerly 21V-1.015.
61J2-1.016 Review of Fees.
(1) No later than the end of September of each year the
Commission shall review the fees in Rule 61J2-1.011,
Florida
Administrative Code, to ensure the fees are adequate to
cover all anticipated costs and to maintain a reasonable
cash balance as
required in Section 455.219(1), Florida Statutes, and
defined in Rule 61-5.002, Florida Administrative Code.
(2) If it is determined the fees are not adequate to
cover all anticipated costs and to maintain a reasonable
cash balance then an
increase in the appropriate fee(s) will be proposed or,
in the alternative, a one-time fee pursuant to Section
455.219(2), Florida
Statutes, will be assessed.
(3) If it is determined that there will be an amount in
excess of the required reasonable cash balance, then the
appropriate
decrease in the fee(s) will be proposed.
Specific Authority 475.05 FS. Law Implemented 455.219,
475.125 FS. History–New 2-15-96, Amended 1-18-00.
CHAPTER 61J2-2 INDIVIDUAL APPLICANT’S EXAMINATION RULES
61J2-2.0261 Refund of Applicant and Registration Fees.
61J2-2.027 Applications by Individuals.
61J2-2.029 Examination Areas of Competency.
61J2-2.030 Notice of Denial.
61J2-2.031 Where to Apply.
61J2-2.032 Informal Hearings.
61J2-2.0261 Refund of Applicant and Registration Fees.
Upon written request, refunds of fees will be made under
the following circumstances and in the following
amounts:
(1) The Commission shall refund to the applicant, or to
the applicant’s beneficiary, any portion of the
application fee not
expended in processing the application. Upon a request
for refund, if applicant’s license fee is refunded,
applicant’s application
shall be considered null and void.
(2) Any fees accepted or collected in error, or in
excess of that required, shall be refunded.
(3) In the event a licensee dies prior to the effective
date of a renewal period, the full amount of the fee
collected for the
renewal of licensee’s license shall be refunded to the
beneficiary.
Specific Authority 475.125, 475.05 FS. Law Implemented
475.125, 475.175, 475.182 FS. History–New 5-17-84,
Formerly 21V-2.261, Amended
10-13-88, 7-20-93, Formerly 21V-2.0261.
61J2-2.027 Applications by Individuals.
The application of a natural person for active
licensure, whether the applicant expects to operate
alone, or as a partner, or with a
corporation, or as a sales associate, is governed by
substantially the same rules and forms.
(1) The applicant must meet necessary personal
qualifications as follows:
(a) Is 18 years of age or older.
(b) If the application is for broker:
1. Has been registered as an active sales associate for
at least 12 months during the preceding 5 years under
one or more
brokers;
2. Has held a current and valid real estate sales
associate’s license for at least 12 months during the
preceding 5 years in the
employ of a governmental agency for a salary and
performing the duties authorized in Chapter 475, F.S.;
or
3. Has held a current and valid real estate broker’s
license for at least 12 months during the preceding 5
years in any other state,
territory, or jurisdiction of the United States, or in
any foreign national jurisdiction.
(c) Hold a high school diploma or its equivalent.
(2) The applicant must make it possible to immediately
begin the inquiry as to whether the applicant is honest,
truthful,
trustworthy, of good character, and bears a good
reputation for fair dealings, and will likely make
transactions and conduct
negotiations with safety to investors and to those with
whom the applicant may undertake a relation of trust and
confidence. The
applicant is required to disclose:
(a) If ever convicted of a crime, or if any judgment or
decree has been rendered against the applicant for fraud
or dishonest
dealings, or
(b) If now a patient of a mental health facility or
similar institution for the treatment of mental
disabilities, or
(c) If ever called by, or done business under any other
name, or alias, than the name signed on the application,
with sufficient
information to enable the Commission to investigate the
circumstances, or
(d) If ever had a broker’s or sales associate’s license
revoked, suspended, or otherwise acted against, or had
an application for
such licensure denied, by the real estate licensing
agency of another state, territory, or country.
(3) Each application shall be accompanied by a completed
FBI fingerprint card for processing, and
(4) All applicants for permits to instruct or be a
permitholder for a real estate school must comply with
Sections 475.451(2)(a)
and (c), F.S.
Specific Authority 475.05 FS. Law Implemented 475.17,
475.175, 475.451 FS., Georgia Association of Realtors,
Inc., et al. v. Florida Real Estate
Commission, et al., Civil Case No. 87-15-Orl-Civ-18
(M.D. Fla. 1987). History–New 1-1-80, Formerly 21V-2.27,
Amended 4-10-88, 5-20-90,
1-13-91, 7-15-92, 7-20-93, Formerly 21V-2.027, Amended
11-10-97, 1-18-00, 11-26-03.
61J2-2.029 Examination Areas of Competency.
(1) The answers to the Broker, Sales Associate, and
Instructor examination shall be graded on the basis of
100 points for a
perfect examination. An applicant who receives a grade
of 75 points or higher shall be deemed to have
successfully completed the
licensure examination. The sales associate examination
shall be based upon a knowledge, understanding and
application of real
estate principles and practices, real estate law and
real estate mathematics as contained in the Commission
prescribed prerequisite
education course syllabus for licensure as a real estate
sales associate. To the extent these subject areas can
reasonably be separated,
45 points shall be based on law, 45 points on principles
and practices and 10 points on real estate mathematics.
The broker and
instructor examinations shall be based upon a knowledge,
understanding and application of real estate law, real
estate principles
and practices including appraising, finance, investment
and brokerage management and real estate mathematics. To
the extent these
subject areas can reasonably be separated, 45 points
shall be based on law, 40 points on principles and
practices and 15 points on
real estate mathematics.
(2) A successful applicant may lawfully practice the
services of real estate provided employment information
is on file with the
DBPR.
Specific Authority 475.05 FS. Law Implemented
455.217(1)(b) FS. History–New 1-1-80, Amended 4-13-81,
Formerly 21V-2.29, Amended
6-28-93, Formerly 21V-2.029, Amended 1-18-00, 2-4-04.
61J2-2.030 Notice of Denial.
When an application shall be denied by the Commission, a
copy of the order shall be mailed to the applicant by
registered or
certified mail, or actual service, or constructive
service in a manner as provided in Chapter 120, F.S., if
service upon the applicant
by registered or certified mail, or actual service, is
not obtainable, setting forth the reasons for the denial
and advising that the
applicant has 21days from date of receipt to request a
hearing in accordance with Chapter 120, F.S.
Specific Authority 475.05 FS. Law Implemented 475.181,
120.569, 120.57, 120.60 FS. History–New 1-1-80, Formerly
21V-2.30, Amended
6-28-93, Formerly 21V-2.030, Amended 11-10-97.
61J2-2.031 Where to Apply.
Completed applications for licensure shall be submitted
to the Division of Real Estate online or at the address
listed on the
application.
Specific Authority 475.05 FS. Law Implemented 475.175
FS. History–New 9-16-84, Formerly 21V-2.31, Amended
7-20-93, Formerly 21V-2.031,
Amended 1-19-99, 11-26-03.
61J2-2.032 Informal Hearings.
When an applicant for licensure as a real estate sales
associate or broker requests a Section 120.57(2), F.S.,
informal hearing before
the Commission, in addition to other requirements of
law, before the applicant shall be considered for
approval to sit for the real
estate examination, the applicant must submit at least 3
letters of reference from persons who know of the
applicant’s honesty,
truthfulness, trustworthiness, good character and good
reputation for fair dealing as required in Section
475.17(1)(a), F.S. At least 2
of the letters must be from individuals not related to
the applicant.
Specific Authority 475.05 FS. Law Implemented 475.17,
475.25 FS. History–New 5-7-95, Amended 2-4-04.
CHAPTER 61J2-3 MINIMUM EDUCATIONAL REQUIREMENTS
61J2-3.008 Pre-licensing Education for Broker and Sales
Associate Applicants.
61J2-3.009 Continuing Education for Active and Inactive
Broker and Sales Associate Licensees.
61J2-3.010 License Reactivation Education for Brokers
and Sales Associates.
61J2-3.011 Continuing Education for School Instructors.
61J2-3.012 Equivalency for Prelicensing Education.
61J2-3.013 Distance Education Courses for Hardship
Cases.
61J2-3.014 Application for Commission Prescribed or
Conducted Courses. (Repealed)
61J2-3.015 Notices of Satisfactory Course Completion.
61J2-3.016 Video Tape Quality Standards.
61J2-3.017 Video Tape Classroom Viewing Conditions.
61J2-3.018 Examination Review. (Repealed)
61J2-3.019 Security and Monitoring Procedures for
Licensure Examinations. (Repealed)
61J2-3.020 Post-licensing Education for Active and
Inactive Broker and Sales Associate Licensees.
61J2-3.008 Pre-licensing Education for Broker and Sales
Associate Applicants.
(1) Any persons desiring to become licensed as a real
estate sales associate must satisfactorily complete the
Commission-prescribed course designated as Course I.
This course will consist of 63 hours of 50 minutes each,
inclusive of
examination, in the basic fundamentals of real estate
principles and practices, basic real estate, and license
law. This rule sets forth
the course approval criteria and procedure.
(2) Any licensed sales associate desiring to become
licensed as a broker must satisfactorily complete the
Commission-prescribed course designated as Course II.
This course will consist of 72 hours of 50 minutes each,
inclusive of
examination, in the fundamentals of real estate
appraising, investment, financing, and brokerage and
management operations.
(3)(a) Accredited universities, colleges, community
colleges and area technical centers in this state that
offer transferable
college credit courses, or real estate schools
registered pursuant to Section 475.451, F.S. (“school”),
may offer these
Commission-prescribed courses. Satisfactory completion
of these courses will not entitle any person to receive
a license as a real
estate broker or sales associate until such person has
met all other requirements of law and has passed the
applicable
Commission-approved state examination which DBPR
administers.
(b) The school permit holder, permitted administrative
person, or permitted instructor shall, assure necessary
equipment
performance and administer and certify student and
course compliance.
(4)(a) A grade of 70% or higher on the
Commission-prescribed end-of-course examination
constitutes satisfactory course
completion. The school shall administer the examination
upon completion of the instruction, provided the student
has not missed in
excess of 8 hours of instruction.
(b) The school must submit to the Commission two
complete copies of the course materials and
end-of-course examinations;
one submission must be blind. The school must also
submit a copy of the course, and access to the course,
in the format in which
the student will use it. When delivered by distance
education, the course and examination shall comply with
the “Course Approval
criteria” as follows:
1. Distance learning necessitates a high level of
self-direction and should, therefore, require students
to read, conduct research,
complete timed exams and similar assignments, designed
to measure the student’s competency relative to the
required subject
matter objectives. Distance learning study must be
offered on a classroom hour per classroom hour basis.
2. Schools must demonstrate that the credit hours
awarded for distance learning are appropriate to the
course offered. The
schools may accomplish this objective by demonstrating
that students engaged in distance learning have acquired
the knowledge,
skills, and/or competencies that are at least equivalent
to those acquired by students enrolled in classroom
studies. Pre-licensure
courses shall not be offered by correspondence methods,
except by reason of a hardship as defined by rule.
a. The school must demonstrate that the technical
processes used in the delivery of the course operate
correctly and the
instructional strategies its use supports.
b. The school must have in place alternative plans for
the provision of uninterrupted learner services and
technical support in
the event of primary system failure.
c. The school must have policies and technical processes
in place to verify and document student identity for
enrollment,
course participation and course completion.
d. Course submissions shall include a detailed course
time-line, and the school shall make the timeline
available to students
prior to enrollment.
e. The school must present evidence by means of an
objective study that the stated course hours are
consistent with actual
hours required to complete the course.
f. The school must describe in detail, the objective
method used to insure students receive only the allotted
time to complete the
end-of-course examinations.
g. The school must demonstrate that permitted
instructors and technical staff are available during
normal business hours for
student assistance. Instructor and technical assistance
must be made available to students and posted in a
prominent location.
h. Pre-licensing courses must conform to the Course I
and Course II syllabus. Courses must include learning
objective for each
session of the syllabus. The course school must describe
the method of assessment of the student’s performance
periodically
throughout the course of instruction.
i. End-of-course examinations shall not include aids
such as, but not limited to, hint, back, or retry
functionalities. The school
must demonstrate that there is a reasonable method in
place to prevent duplication of the end-of-course
examination. Students shall
not take the end-of-course examination without
satisfactorily completing all sessions of the syllabus.
j. The school must require the student to submit a
statement that includes, “I certify that I personally
completed all assignments
and have not duplicated any portion of the end-of-course
examination prior to the taking of the final
examination.”
Thereafter, it is the responsibility of the school
offering the Commission-approved courses to keep the
course materials current and
accurate, as changing times and laws require, and obtain
approval from the Commission at least 60 days before
implementing any
significant changes to the course during its approval
period.
Approval or denial of a Commission-required
pre-licensing course (Course I or Course II) will be
based on the extent to which the
course content covers the material set forth in the
appropriate Commission-developed course syllabus,
effective January 1, 2001
(Course I) effective September 1, 1999 (Course II),
incorporated herein by reference. The institution or
school may resubmit a
denied course with the mandated changes for
reevaluation.
(c) The Commission will approve pre-licensure courses
for a period of 24 months and evaluate the course for
renewal,
provided the school submits the renewal application no
later than 90 days prior to the course expiration date.
A school may grade an
examination within 15 days after the expiration date of
the course, provided it receives the materials prior to
or on the date of
expiration. Schools shall notify students of course
expiration date upon enrollment.
(d) The school shall develop at least 2 forms of the
end-of-course examination, and submit them for approval
as provided in
paragraph (4)(b) above. Examinations must test the
course material. The answer key must be unique for each
form of the
examination. The answer key must reference the page number(s) containing the information upon which each
question and correct
answer is based. At least 70% of the questions on each
form of the test shall be application oriented.
Application level means the
ability to use the learned material in a completely new
and concrete situation. It usually involves the
application of rules, policies,
methods, computations, laws, theories, or any other
relevant and available information. No more than 10% of
the questions on each
form of the test shall be at the knowledge level.
Knowledge level means the recall of specific facts,
patterns, methods, terms, rules,
dates, formulas, names, or other information that should
be committed to memory. A school offering the
Commission-prescribed
courses must maintain a sufficient bank of questions to
assure examination validity. The sales associate
end-of-course examinations
shall contain at least 100 items, or 2 items per
instruction hour. The broker end-of-course examinations
shall contain at least 95
items, of which 5 items are 2 points each, which shall
cover closing statements or escrow accounts, or 2 items
per instruction hour.
All Questions shall be multiple-choice with 4 answer
choices each. The order of the examination questions may
not follow the
sequence of the course content and the item must not
refer the student to the course material. The overall
time to complete the
end-of-course examination must not exceed the equivalent
of 1.8 minutes per item.
(5)(a) The school offering these Commission-prescribed
courses shall inform each student of the standards and
requirements at
the commencement of each course. Notice of course
completion shall comply with Rule 61J2-3.015, F.A.C.
(b) In all Commission-approved courses by distance
education, the school and permitholder shall provide to
students an
address, email address and telephone number of a
permitted instructor registered with such school, who
shall be available to assist
the students with instruction. The school shall
communicate to all students the times in which the
permitted instructor will be
available to assist the students with instruction.
(6) Students failing the Commission-prescribed
end-of-course examination must wait at least 30 days
from the date of the
original examination to retest. Within one year of the
original examination, a student may retest a maximum of
one time.
Otherwise, students failing the end-of-course
examination must repeat the course prior to being
eligible to take the end-of-course
examination again. Schools shall administer a different
form of the end-of-course examination to a student that
is retaking the exam
or repeating the course.
(7) Make-up classes and examinations to enable a student
to take the end-of-course examination due to student or
family
illness may not extend more than 30 days beyond the
scheduled class examination without approval from the
Commission.
Make-up classes must consist of the original course
materials that the student missed.
(8) Any active member in good standing with The Florida
Bar who is otherwise qualified under the real estate
license law is
exempt from the Commission-prescribed prerequisite
education course for licensure as a real estate
salesperson.
(9) Any applicant for licensure who has received a
4-year degree in real estate from an accredited
institution of higher
education is exempt from the Commission-prescribed
prerequisite education courses for licensure.
Specific Authority 475.05 FS. Law Implemented 475.04,
475.17, 475.182, 475.183, 475.451 FS. History–New
1-1-80, Amended 8-24-80, 9-16-84,
Formerly 21V-3.08, Amended 7-16-86, 10-13-88, 5-20-90,
1-13-91, 7-20-93, Formerly 21V-3.008, Amended 12-13-94,
6-14-95, 8-2-95,
12-30-97, 9-1-99, 1-18-00, 11-6-00, 1-12-04.
61J2-3.009 Continuing Education for Active and Inactive
Broker and Sales Associate Licensees.
(1)(a) All persons holding active or inactive licenses
as brokers or sales associates must satisfactorily
complete a minimum of
14 hours of instruction of 50 minutes each as the
Commission has prescribed or approved during each
license renewal period
excluding the first renewal period of their current
license.
(b) The Commission shall approve any specialty course,
seminar or conference in the real estate practice area
provided by a
public or private school, firm, association,
organization, person, corporation or sponsor
(“provider”). “Specialty” courses on real
estate practices shall be approved for not more than 11
hours of instruction of 50 minutes each. The Commission
will approve the
course for 24 months plus the remaining period of the
renewal cycle following the end of the 24 month period
at which point the
course will expire. A provider must submit two complete
sets, including one blind copy, of course materials and
end-of-course
examinations to the Commission for evaluation at least
60 days prior to use and receive approval before it may
offer the course
examination .
Approval or denial of a “specialty” course will be based
on its compliance with the criteria established in
Section
475.182(1), F.S. Thereafter, it is the responsibility of
the provider offering the Commission-approved courses to
keep the course
materials current and accurate, as changing times and
laws require, and obtain approval from the Commission at
least 60 days
before implementing any significant changes to the
course during its approval period.
(2)(a) The Commission-prescribed Core Law course
totaling 3 hours of instruction of 50 minutes each will
review and update
licensees on Florida real estate license law, Commission
rules, and agency law, and provide an introduction to
other state laws,
federal laws, and taxes affecting real estate. Approval
or denial of the Commission-required Core Law course
will be based on the
extent to which the course content covers the
above-referenced subject areas. Examinations, if
required, must test the course
material. If course approval is denied, the institution
or school may resubmit the course, with the mandated
changes for
re-evaluation.
(b) A licensee who takes the 3-hour Core Law course in
each year of the renewal period shall be allowed a total
of 6 hours
toward the 14-hour requirement. In such event, the
“specialty” course hours must total at least 8 hours.
The purpose of this
paragraph is to encourage licensees to keep abreast of
changes in the law by taking the Core Law course in each
year of the renewal
period.
(3) Successfully meeting standards established for each
Commission-prescribed course constitutes satisfactory
completion of
the Commission-prescribed continuing education course or
courses. A provider shall issue notice of satisfactory
classroom course
completion only to a licensee attending a minimum of 90%
of each of the classroom hours of Commission-prescribed
course
instruction. Notice of course completion shall be as per
Rule 61J2-3.015, F.A.C.
(4)(a) A grade of 80% or higher on the
Commission-prescribed continuing education course or
courses examination constitutes
satisfactory course completion. Students failing the
Commission-prescribed course examination must repeat the
course of study
prior to being eligible to retake the course
examination, which must be a different examination from
the one the student previously
failed. No examination shall contain more than 20%
duplication of questions.
(b) A copy of the distance education course materials
and a copy of each form of the end-of-course
examinations that will be
distributed to students shall be submitted to the
Commission for evaluation and approval at least 60 days
prior to use. The provider
must submit two complete sets, including one blind copy,
of course materials and a minimum of five end-of-course
examinations
for each course to the Commission for evaluation and
approval at least 60 days prior to its use. The
Commission will issue an
acknowledgement of receipt and status report to the
course provider within 30 days after submission of the
course and
examinations. Thereafter, it is the responsibility of
the provider offering the Commission-approved courses to
keep the course
material current and accurate, and notify the Commission
at least 60 days before implementing any significant
changes to the
course during its approval period. Examinations must
test the course material. If the Commission does not
approve the course, the
provider may resubmit the course, with the mandated
changes for re-evaluation.
(c) The objective of the distance education course of
study end-of-course examination is to test fairly and
reliably whether
students have learned essential facts and concepts from
the course. The examination shall consist of a minimum
of 30 items or, if
delivered in smaller modules, the examination shall
consist of a minimum of 10 items for courses of 5 hours
or less. For courses
greater than 5 hours, but less than 14 hours, the
examination shall consist of a minimum of 2 items per
instruction hour. All
questions shall be multiple choice with 4 answer choices
each. The order of the examination questions may not
follow the sequence
of the course content. The answer key must be unique for
each form of the examination. The answer key must
reference the page
number(s) containing the information on which each
question and correct answer is based. At least 70% of
the questions on each
form of the test shall be at the application level or
higher. No more than 10% of the questions on each form
of the test shall be at the
knowledge level. The answer key must be unique for each
form of the examination. Any school offering the
Commission-prescribed continuing education course of
study by distance education must maintain a sufficient
bank of questions to
assure examination validity when administering the
examination to licensees from a common source such as a
specific business,
firm or family.
1. Application level means the ability to use the
learned material in a completely new and concrete
situation. It usually involves
the application of rules, policies, methods,
computations, laws, theories, or any other relevant and
available information.
2. Knowledge level means recalling specific facts,
patterns, methods, terms, rules, dates, formulas, names,
or other information
that must be committed to memory.
(d) In all Commission-approved continuing education
courses by distance education, the real estate school
and school
permitholder shall provide to students an address and
telephone number of a permitted instructor registered
with such school to
answer inquiries. The school shall post the schedule of
the instructor’s availability.
(e) A provider may grade an examination within 15 days
after the expiration date of the course, provided it
receives the
materials prior to or on date of expiration. Providers
shall notify students of course expiration date upon
receipt of course materials.
(5) Accredited universities, colleges and community
colleges in this state, area technical centers, approved
providers or real
estate schools registered pursuant to Section 475.451, F.S., may offer the Commission-prescribed or approved
specialty courses.
Accredited universities, colleges and community colleges
in this state, area technical centers or real estate
schools registered
pursuant to Section 475.451, F.S., may offer the
Commission-prescribed Core Law course. Satisfactory
completion of these courses
will not entitle any person to renew a license as a real
estate broker or sales associate until such person has
met all requirements of
law.
(6) Any active member in good standing with The Florida
Bar and who is otherwise qualified under the real estate
license law
is exempt from the continuing education requirements of
this rule.
(7) An instructor who teaches a Commission-approved
continuing education course may use the course towards
the
satisfactory completion of the sales associate or broker
continuing education requirement on a classroom-hour for
classroom-hour
basis. However, an instructor may not claim the course
more than once in a renewal cycle.
Specific Authority 455.2123, 475.01(1)(d), (e), (2),
475.05, 475.42(1)(c) FS. Law Implemented 455.2123,
475.04, 475.17, 475.182, 475.183,
475.451 FS. History–New 1-1-80, Amended 8-24-80,
10-19-83, 9-16-84, Formerly 21V-3.09, Amended 10-13-88,
6-17-91, 12-29-91, 12-8-92,
6-28-93, Formerly 21V-3.009, Amended 2-2-94, 11-13-94,
5-13-96, 12-30-97, 10-25-98, 3-7-99, 1-18-00, 9-17-00,
1-12-04.
61J2-3.010 License Reactivation Education for Brokers
and Sales Associates.
(1) Brokers and sales associates holding an
involuntarily inactive license may only maintain this
status for 2 years. The first
day of this allowable 2-year period is the first day the
broker or sales associate failed to hold a valid and
current active or
voluntarily inactive license. After the second year, the
broker’s or sales associate’s right to request an active
or voluntarily inactive
license automatically expires, by operation of law.
(2) Brokers and sales associates wishing to reactivate
an involuntary inactive license within this 2-year
period must
satisfactorily complete a Commission-prescribed
educational course of instruction.
(3) A licensee may reactivate a license, which has been
involuntarily inactive for 12 months but less than 24
months, by
satisfactorily completing a 14-hour
Commission-prescribed continuing education course for
each 2-year license period.
(4) The school offering these Commission-prescribed
courses shall inform each student of the standards and
requirements at
the commencement of each course and issue a notice of
course completion as prescribed by the Commission in
Rule 61J2-3.015,
F.A.C.
(5) Accredited universities, colleges, community
colleges in this state, area technical centers or by
real estate schools registered
pursuant to Section 475.451, F.S., may offer the
Commission-prescribed courses. Satisfactory completion
of these courses will not
entitle any person to reactivate an involuntary inactive
license as a real estate broker or sales associate until
such person has met all
other requirements of law.
(6) Any active member in good standing with The Florida
Bar, who is otherwise qualified under the real estate
license law, is
exempt from the reactivation education requirements of
this rule.
Specific Authority 475.05 FS. Law Implemented 475.04,
475.17, 475.182, 475.183, 475.451 FS. History–New
1-1-80, Amended 8-24-80, 9-16-84,
Formerly 21V-3.10, Amended 10-13-88, 6-28-93, Formerly
21V-3.010, Amended 12-30-97, 10-25-98, 1-18-00, 3-15-04.
61J2-3.011 Continuing Education for School Instructors.
(1) All persons holding “school instructor” permits
shall recertify their competency during each permit
period by satisfactorily
completing 7 classroom hours of instruction and/or
instructional techniques as prescribed and conducted by
the Commission. A
school instructor is not required to complete the 7
hours of recertification education as a condition for
initial permit renewal if the
time between the effective date on the initial permit as
an instructor and the beginning of the initial renewal
permit is less than 12
months. Of the required 7 classroom hours, up to 3 hours
may be applied toward the continuing education core law
requirement for
licensure pursuant to Rule 61J2-3.009, F.A.C.
(2) Satisfactory completion of the 7-classroom hour
seminar is demonstrated by attending all 7-classroom
hours of instruction.
Satisfactory completion of these courses will not
entitle any person to renew a permit as a school
instructor until such person has
met all other requirements of law.
Specific Authority 455.2123, 475.05 FS. Law Implemented
455.2123, 475.451(2)(c) FS. History–New 7-28-80, Amended
8-24-80, 1-3-84,
Formerly 21V-3.11, Amended 7-25-90, 7-20-93, Formerly
21V-3.011, Amended 12-30-97, 1-18-00, 9-17-00, 2-4-04.
61J2-3.012 Equivalency for Prelicensing Education.
(1) Any person who has attended an accredited college,
university, community college, area technical center or
a real estate
school licensed in Florida pursuant to Section 475.451, F.S., and who, while attending said institutions or real
estate school,
satisfactorily completed real estate courses covering
substantially the same subject matter, classroom hours
of attendance, and
completion standards as prescribed by the Commission in
Rule 61J2-3.008, F.A.C., shall be deemed to have
satisfactorily
completed the course.
(2) Any person who has obtained a degree with a major in
real estate which substantially covers the Commission
prescribed
course subject matter at such college or university
shall also be deemed to have satisfactorily completed
the course. Application for equivalency evaluation shall be accompanied by an
official transcript from the college or university or by
appropriate certificate
issued by a real estate school registered in Florida
pursuant to Section 475.451, F.S., showing the real
estate subjects taken together
with date completed and grade attained. The Commission
may request supportive documentation to determine course
equivalency.
Specific Authority 475.05 FS. Law Implemented 475.04,
475.17, 475.182, 475.183, 475.451 FS. History–New
1-1-80, Amended 9-16-84,
Formerly 21V-3.12, Amended 6-28-93, Formerly 21V-3.012,
Amended 12-30-97, 1-18-00, 4-28-04.
61J2-3.013 Distance Education Courses for Hardship
Cases.
(1) Distance Education courses containing the same
subject matter and requiring substantially the same
assignment work will
be prescribed by the Commission for any person who by
reason of hardship cannot attend the place for classroom
instruction
prescribed in Rules 61J2-3.008, 61J2-3.010 and
61J2-3.020, F.A.C. The scholastic standards and other
related requirements will be
substantially the same as the courses offered by
classroom instruction, having due regard, however, to
the different method of
presentation. A copy of the course and all course
materials shall be submitted to the Commission for
evaluation at least 60 days
prior to use. The approval or denial of the course will
be based on the extent to which the course complies with
the requirements set
forth in Rule 61J2-3.008, 61J2-3.009, or 61J2-3.020, F.A.C. Examinations, if required, must test the course
material. If course
approval is denied, the institution or school may
resubmit the course, with the mandated changes.
(2) A hardship case is defined as a case wherein a
person desiring to take the Commission prescribed
courses cannot, by reason
of a physical disability, attend the place where the
classes are conducted.
(3) Any person desiring to complete the education course
by means of distance education shall make a request to
the
Commission in writing, setting forth the basis of the
alleged hardship. The Commission shall require said
request to be supported
by statements of doctors and other persons having
knowledge of the facts.
Specific Authority 455.2123. 475.05 FS. Law Implemented
455.2123, 475.04, 475.17(2), 475.451(3), (6) FS.;
Georgia Association of Realtors,
Inc., et al. v. Florida Real Estate Commission, et al.,
Civil Action No. 87-15-Orl-Civ-18 (M. D. Fla. 1987).
History–New 1-1-80, Amended
8-24-80, Formerly 21V-3.13, Amended 4-10-88, 10-13-88,
7-20-93, Formerly 21V-3.013, Amended 12-30-97, 9-17-00.
61J2-3.015 Notices of Satisfactory Course Completion.
(1) Applicants for initial licensure as a broker or
salesperson must provide the course completion report
with the application or
at the individuals scheduled examination as proof that
they have satisfactorily completed the applicable
Commission prescribed
course.
(2) An application for renewal or reactivation of an
existing status as a broker, broker-salesperson,
salesperson or instructor
shall contain an affirmation by the individual of having
satisfactorily completed the applicable Commission
prescribed, conducted
or approved course(s). The BPR shall perform random
audits of up to 25% of the licensees and instructor
permitholders to verify
compliance with continuing education or post-license
education requirements. Each licensee and instructor
permitholder shall
retain the course completion report as proof of
successful completion of continuing education or
post-license education
requirements for at least 2 years following the end of
the renewal period for which the education is claimed.
Failing to provide
evidence of compliance with continuing education or
post-license education requirements or the furnishing of
false or misleading
information regarding compliance with said requirements
shall be grounds for disciplinary action against the
licensee or instructor.
(3) Commission approved equivalent courses offered by
accredited Florida universities, colleges, community
colleges and area
technical centers shall provide students with the
applicable course completion report (notice) described
below. The course
completion report for these equivalent courses must
contain the college equivalent course identifying
number.
(4) All requests for equivalency for credit courses
taken at universities, colleges and community colleges
outside of Florida
must be accompanied by an official transcript. An
official transcript contains the seal of the institution
and the signature of the
registrar.
(5) The course completion report must be typed or
printed in ink and must be completely filled out by the
institution, school or
sponsor certifying successful course completion.
(6) The course completion reports shall contain the
following information for the type of course being
completed.
(a) Pre-licensing Course for Salesperson.
Name of School
Address of School
Course Title: Course I
Start Date
Finish Date
Exam Date
Social Security Number
Student Name
Student Address
Authorized Signature for the School
(b) Pre-licensing Course for Broker.
Name of School
Address of School
Course Title: Course II
Start Date
Finish Date
Exam Date
Salesperson License Number
Social Security Number
Student Name
Student Address
Authorized Signature for the School
(c) Broker and Salesperson Continuing Education and
Reactivation Education.
Name of School
Address of School
Course Title
Course Hours
Start Date
Finish Date
License Number
Student Name
Student Address
Authorized Signature for the School
(d) Post-licensing Education for Broker and Salesperson.
Name of School
Address of School
Course Title
Course Hours
Start Date
Finish Date
License Number
Student Name
Student Address
Authorized Signature for the School
(e) Instructor Continuing Education.
Name of School
Address of School
Course Title
Course Hours
Start Date
Finish Date
Permit Number
Student Name
Student Address
Authorized Signature for the School
(f) Each course completion report shall contain the
following information:
The student named in this report has completed the
referenced course in accordance with the requirements of
the Florida Real
Estate Commission. The original course completion report
is to be given to the student and a copy retained by the
school.
Specific Authority 455.2123, 475.05 FS. Law Implemented
455.2123, 475.04, 475.17, 475.182, 475.183, 475.451 FS.
History–New 1-1-80,
Amended 8-24-80, 9-16-84, Formerly 21V-3.15, Amended
10-13-88, 12-29-91, 6-7-92, 6-28-93, Formerly 21V-3.015,
Amended 9-11-94,
12-30-97, 1-18-00, 10-15-00.
61J2-3.016 Video Tape Quality Standards.
(1) In addition to Commission evaluation of the video
tape course content noted in Rule 61J2-3.008, F.A.C.,
the Commission
will also evaluate overall quality of the video tape
program and its resultant display on the classroom
monitor receiver. Programs or
lessons produced and displayed for individual or group
instruction must maintain standards such that the
clarity and stability of the
video tape, the monitor/receiver display, and the
quality of the sound and viewing conditions do not
interfere with the learning
process. All students within the “viewing footprint”
noted in Rule 61J2-3.017, F.A.C., must be able to
clearly see and hear the
entire video taped course instruction. The following
general criteria will be used for evaluating video taped
productions.
(2) Picture clarity – Although color is preferred, the
program (lesson) may be recorded in black and white but
it must be
suitable for a compatible color system. It must have
adequate picture definition (resolution) to avoid visual
fatigue of the viewer
and not interfere with the learning process. Factors
which will be considered in evaluating a video tape
program for picture clarity
include brightness, contrast, definition, distortion,
interference, focus, noise, resolution, smear, snow and
streaking.
(3) Picture stability – Factors which will be considered
in evaluating a video tape program for picture stability
include
interface, jitter, video level, modulation, picture
signal, random interlace, raster, roll synchronization
and tearing.
(4) Audio quality – Factors which will be considered in
evaluating the audio (sound) portion of a program
include crosstalk,
fidelity, level and modulation.
Specific Authority 475.04, 475.05, 474.17, 475.451 FS.
Law Implemented 475.04, 475.17, 475.451 FS. History–New
8-24-80, Formerly 21V-3.16,
21V-3.016.
61J2-3.017 Video Tape Classroom Viewing Conditions.
(1) The typical classroom “viewing footprint” using the
video tape instruction method shall be as established
below. Any
significant variation from the “footprint” or from other
guidelines herein established must have prior approval
from the
Commission. Multiple monitors may be used. When multiple
monitors are used, they must not interfere with one
another or distract
students in different groups.
(2) To assure unobstructed viewing by all students in
the classroom, each monitor shall be located, based on
the classroom
facility, 4 to 6 feet above the floor. The maximum
vertical viewing angle (or tilt upward) for a student
nearest the monitor shall not
exceed 30 degrees.
(3) The minimum size of a monitor shall be 17 inches.
The best distance for a particular classroom situation
can be determined
by experimentation. Distortion from sitting too near a
monitor is likely to be as great as sitting too far away
from it.
(4) Each student shall have adequate space within the
“viewing footprint” to comfortably view the monitor for
extended
periods of time. In addition, each student shall also
have an appropriate writing surface for holding
notebook/textbook and for
taking notes.
(5) There must be at least a 10 minute break after each
50 minutes of tape viewing. In addition, it is
recommended that no more
than 150 minutes of viewing time be administered during
any 5 hour interval.
(6) Any classroom configuration not in accordance with
the above classroom viewing conditions, including use of
video
projection units must have prior Commission approval.
Specific Authority 475.04, 475.05, 475.17, 475.451 FS.
Law Implemented 475.04, 475.17, 475.451 FS. History–New
8-24-80, Formerly 21V-3.17,
Amended 7-20-93, Formerly 21V-3.017, Amended 11-16-97.
61J2-3.020 Post-licensing Education for Active and
Inactive Broker and Sales Associate Licensees.
(1) All applicants for licensure who pass a broker or
sales associate licensure examination must
satisfactorily complete a
Commission-prescribed post-licensing course prior to the
first renewal following initial licensure. The licensee
must take the
post-licensing course or courses at an accredited
university, college, community college, area technical
center in this state, real
estate school registered, pursuant to Section 475.451, F.S., or Commission-approved sponsor (“provider”).
(a) For a licensed sales associate, the post-licensing
education requirement shall consist of one or more
Commission-approved
courses which shall not exceed 45 hours of 50 minutes
each, inclusive of examination, in subjects as provided
for in Section
475.17(3)(a), F.S. Post-licensing courses shall consist
of a minimum of 15 hours of instruction of 50 minutes
each.
(b) For a broker, the post-licensing education
requirement shall consist of one or more
Commission-approved courses which
shall not exceed 60 hours of 50 minutes each, inclusive
of examination, in subjects as provided for in Section
475.17(3)(a), F.S.
(2) Post-licensing education courses shall be training
oriented, to the maximum extent possible, and shall
build on the
academic body of knowledge acquired during the
pre-licensing education courses. All courses shall
emphasize development of
skills necessary for licensees to operate effectively
and provide increased protection to the public.
(3) The provider must submit two complete copies of the
course materials and end-of-course examination; one
submission
must be blind. The provider must also submit a copy of
the course, or access to the course, in the format in
which the student will
use it. The course and examination, when delivered via
distance education, shall comply with the “Course
Approval Criteria” as
follows:
(a) Distance learning necessitates a high level of
self-direction and should, therefore, require students
to read, conduct
research, complete timed-exams and similar assignments,
designed to measure the student’s competency relative to
the required
subject matter objectives. Distance learning study must
be offered on a classroom-hour for classroom-hour basis.
(b) Providers must demonstrate that the credit hours
awarded for distance learning are appropriate to the
course offered. The
provider may accomplish this objective by demonstrating
that students engaged in distance learning have acquired
the knowledge,
skills, and/or competencies that are at least equivalent
to those acquired by students enrolled in classroom
studies.
1. The provider must demonstrate that the technical
processes used in the delivery of the course operate
correctly and the
instructional strategies its use supports.
2. The provider must have in place alternative plans for
the provision of uninterrupted learner services and
technical support in
the event of primary system failure.
3. The provider must have policies and technical
processes in place to verify and document student
identity for enrollment,
course participation and course completion.
4. Course submissions shall include a detailed course
time-line, and the provider shall make the time-line
available to students
prior to enrollment.
5. The provider must present evidence by means of an
objective study that the stated course hours are
consistent with actual
hours required to complete the course.
6. The provider must describe in detail, the objective
method used to ensure students receive only the allotted
time to complete
the end-of-course examinations.
7. The provider must demonstrate that instructors and
technical staff are available to assist students with
instruction. Instructor
and technical assistance hours must be made available to
students and posted in a prominent location.
8. Post-licensing courses must include learning
objectives for each session of the syllabus. The course
provider must describe
the method of assessment of the student’s performance
periodically throughout the course of instruction.
9. End-of-course examinations shall not include aids
such as, but not limited to, hint, back, or retry
functionalities. The
provider must demonstrate that there is a reasonable
method in place to prevent duplication of the
end-of-course examination.
Students shall not take the end-of-course examination
without satisfactorily completing all sessions of the
syllabus.
10. The provider must require the student to submit a
statement that includes “I certify that I personally
completed all
assignments and have not duplicated any portion of the
end-of-course examination” prior to the taking of the
final examination.
Thereafter, it is the responsibility of the provider
offering the Commission-approved courses to keep the
course materials current
and accurate, as changing times and laws require, and
obtain approval from the Commission at least 60 days
before implementing
any significant changes to the course during its
approval period. If the Commission does not approve the
course, the provider may
resubmit a denied course, with the mandated changes for
re-evaluation.
(4) A grade of 75% or higher on the
Commission-prescribed end-of-course examination
constitutes satisfactory course
completion. The provider shall develop at least 2 unique
forms of the end-of-course examinations and submit them
for approval
with a detailed course syllabus. The answer key must be
unique for each form of the examination and reference
the page number(s)
containing the information on which each question and
correct answer is based. Examinations must test the
material. At least 70%
of the questions on each form of the test shall be
application oriented. Application level means the
ability to use the learned material
in a completely new and concrete situation. It usually
involves the application of rules, policies, methods,
computations, laws,
theories, or any other relevant and available
information. No more than 10% of the questions on each
form of the test shall be at the
knowledge level. Knowledge level means the recall of
specific facts, patterns, methods, terms, rules, dates,
formulas, names or
other information that should be committed to memory. A
provider offering the Commission-prescribed courses must
maintain a
sufficient bank of questions to assure examination
validity. End-of-course examinations shall contain at
least 100 items. A course
that is thirty-hours or less shall contain a minimum of
50 items. All questions shall be multiple choice with 4
answer choices each.
The order of the examination questions may not follow
the sequence of the course content. The overall time to
complete the
end-of-course examination must not exceed the equivalent
of 1.8 minutes per item.
(5) The Commission shall approve post-licensure courses
for a period of 24 months and consider renewals only if
the provider
submits the renewal application no later than 90 days
prior to the course expiration date. A provider may
grade an examination
within 15 days after the expiration of the course,
provided it receives the materials prior to or on date
of expiration.
(6) The provider shall administer the examination and
issue a notice of satisfactory completion, as per Rule
61J2-3.015, F.A.C.,
provided the student has not missed in excess of 10% of
the instruction and has passed the end-of-course
examination with a grade
of 75% or higher.
(7) The provider offering these Commission-prescribed or
approved courses shall inform each student of the
standards and
requirements at the commencement of each course. Notice
of course completion shall comply with Rule 61J2-3.015,
F.A.C. In all
Commission-approved courses offered by distance
education, the provider or permitholder shall provide to
students an address,
e-mail address and telephone number of a
Commission-approved instructor registered with such
provider, who shall be available to
assist the students with instruction. Instructor and
technical assistance hours must be made available to
students and posted in a
prominent location.
(8)(a) Students failing a Commission-prescribed
end-of-course examination must wait at least 30 days
from the date of the
original examination to retest. Within one year of the
original examination, a student may retest a maximum of
one time.
Otherwise, students failing the Commission-prescribed
end-of-course examination must repeat the course prior
to being eligible to
again take the end-of-course examination. Providers
shall administer a different form of the end-of-course
examination to a student
that is retaking the exam or repeating the course.
(b) Make-up classes and examinations to enable a student
to take the prescribed end-of-course examination due to
student or
family illness may not extend more than 30 days beyond
the class scheduled end-of-course examination date
without Commission
approval. Make-up classes must consist of the original
course materials which the student missed.
(9) The Commission will allow an additional 6-month
period after the first renewal following initial
licensure for brokers and
sales associates that cannot, due to individual physical
hardship, complete the course or courses within the
required time. Individual
physical hardship is defined as a case wherein a person
desiring to take the Commission-prescribed courses
cannot, by reason of a
physical hardship, attend the place where the classes
are conducted. Any person desiring to complete the
education course by
means of distance education shall make a request to the
Commission in writing, setting forth the basis of the
alleged hardship. The
Commission shall require said request to be supported by
statements of doctors and other persons having knowledge
of the facts.
(10) Any licensee who has received a 4-year degree in
real estate from an accredited institution of higher
education is exempt
from the post-license education requirements.
Specific Authority 475.05, 475.17 FS. Law Implemented
475.04, 475.17, 475.182 FS. History–New 1-1-89, Amended
1-4-90, 6-28-93, Formerly
21V-3.020, Amended 8-2-95, 12-30-97, 2-24-00, 7-23-00,
5-12-04.
CHAPTER 61J2-4 PARTNERSHIP
61J2-4.0061 Definition. (Repealed)
61J2-4.007 Registration Requirements.
61J2-4.009 Incorporation by Reference.
61J2-4.010 Successor Partnerships.
61J2-4.007 Registration Requirements.
Every partnership shall be registered and at least one
of its partners licensed or registered as an active
broker. Each partner who
expects to deal with the public in the partnership’s
practice or business as a broker shall hold a valid and
current active broker’s
license or registration.
Specific Authority 475.05 FS. Law Implemented 475.01,
475.15 FS. History–New 1-1-80, Formerly 21V-4.07,
Amended 10-13-88, 6-28-93,
Formerly 21V-4.007, Amended 3-8-95, 2-4-04.
61J2-4.009 Incorporation by Reference.
All of the provisions and requirements of Rules
61J2-5.014 through Rule 61J2-5.018 shall apply to
partnerships and its partners so
far as they may be made applicable by reading into them
“partnership” for “corporation” and “partners” for
“officers” or
“directors.”
Specific Authority 475.05 FS. Law Implemented 475.01,
475.05, 475.15 FS. History–New 1-1-80, Formerly
21V-4.09, Amended 7-20-93,
Formerly 21V-4.009.
61J2-4.010 Successor Partnerships.
Ordinarily when a partner dies or withdraws, or a new
partner is added, that partnership is dissolved and a
new one is created. For
Commission purposes, if the business is continued by two
or more persons, one of whom is an active broker with
the partnership,
the partnership will be deemed to be continued. In this
latter case, it is only necessary to cancel, issue, or
reissue registration and
licenses, perfecting the changes in organization,
including change of name of the partnership, if any, and
including a reissue of
licenses to each sales associate if there is a change of
name or address. If there is dispute between two former
partners, or groups
thereof, as to the right to use a trade name or firm
name, no registration or licenses shall be issued to
either until the dispute is
settled by agreement or judicially and the registration
and licenses of all, as well as the sales associate(s),
shall be involuntary
inactive until the dispute is so settled, or a request
shall be filed for the issuance of registration and
licenses under another name.
Specific Authority 475.05 FS. Law Implemented 475.01,
475.15 FS. History–New 1-1-80, Formerly 21V-4.10,
Amended 7-20-93, Formerly
21V-4.010, Amended 2-4-04.
CHAPTER 61J2-5 CORPORATIONS
61J2-5.012 Domestic Corporations.
61J2-5.013 Foreign Corporation.
61J2-5.014 Registration of Corporation.
61J2-5.015 License Status of Officers and Directors
Required.
61J2-5.016 License Status of Active Officers and
Directors.
61J2-5.017 Registration of Inactive Officers and
Directors.
61J2-5.018 Vacancies of Office.
61J2-5.019 Responsibility for Registration Status.
61J2-5.020 Execution of Papers by Corporation.
61J2-5.012 Domestic Corporations.
Before initial registration is granted, proof must be
furnished of legal corporate existence. Before renewal
registration is granted, the Commission may require
proof of legal corporate existence. Proof may be by
letter from the Secretary of State or by certification.
Specific Authority 475.05 FS. Law Implemented
475.42(1)(k) FS. History–New 1-1-80, Formerly 21V-5.12,
21V-5.012.
61J2-5.013 Foreign Corporation.
Before registration is granted or, if demanded, renewal
registration is issued to a foreign corporation, and
licenses to its active officers and directors, proof
shall be filed that the corporation is authorized to do
business in the State of Florida. A letter from the
Secretary of State shall be deemed to be sufficient
proof.
Specific Authority 475.05 FS. Law Implemented
475.42(1)(k) FS. History–New 1-1-80, Formerly 21V-5.13,
21V-5.013.
61J2-5.014 Registration of Corporation.
Unless the Commission or BPR shall have information that
the corporation has been in violation of Chapters 475
and 455, Florida
Statutes, or the rules promulgated under said chapters,
it will be assumed to be qualified for registration if
its officers and directors
are qualified and if the answers to questions in the
application, or in supplemental inquiries, are
satisfactory. Otherwise,
investigation and other proceedings, as in cases of
individual applicants, shall commence. No registration
shall be granted or
renewed for any corporation if it shall appear that the individual(s) having control of the corporation has been
denied, revoked, or
suspended and not reinstated, or if a person having
control of the corporation has been convicted of a
felony in any court and has
not had civil rights restored for at least 5 years, or
if an injunction has been entered against the individual
for operating as a real
estate licensee without a license. A person shall be
deemed to be in control of a corporation where such
person or spouse, children,
or member of the household shall own or control,
directly or indirectly, more than 40 percent of the
voting stock of such
corporation.
Specific Authority 475.05 FS. Law Implemented 455.227,
475.15, 475.17 FS. History–New 1-1-80, Amended 7-15-84,
Formerly 21V-5.14,
Amended 7-20-93, Formerly 21V-5.014.
61J2-5.015 License Status of Officers and Directors
Required.
All officers and directors of a real estate brokerage
corporation, domestic or foreign, shall be registered.
No registration shall be
issued to the corporation or licenses to any officer or
director, unless the corporation shall cause to
register, and biennially renew
the license of at least one active officer. A foreign
corporation shall biennially present proof that at least
one active officer, holding
a valid and current active license, or for whom such a
license is requested, is authorized to transact
brokerage business in the State
of Florida, and to bind the corporation with respect to
such business.
Specific Authority 475.05 FS. Law Implemented 475.01(3),
475.15 FS. History–New 1-1-80, Formerly 21V-5.15,
Amended 7-20-93, Formerly
21V-5.015, Amended 2-24-00.
61J2-5.016 License Status of Active Officers and
Directors.
Officers and directors who expect to be active must
qualify and become licensed in the same manner and
procedure as any other
applicant for active license. No registration shall be
issued to the corporation or partnership unless every
broker licensed with the
corporation or partnership is registered as an officer,
director or partner of the corporation or partnership.
No sales associate or
broker associate may be registered as an officer,
director of a brokerage corporation or general partner
of a brokerage partnership.
Specific Authority 475.05 FS. Law Implemented 475.01,
475.15, 475.161 FS. History–New 1-1-80, Amended 7-15-84,
6-9-85, Formerly 21V-5.16,
Amended 6-28-93, Formerly 21V-5.016, Amended 4-15-04.
61J2-5.017 Registration of Inactive Officers and
Directors.
Individual applications for renewal shall not be
required of inactive officers and directors of a
corporation. Registration shall be
maintained upon the representations contained in the
application or request for renewal by the corporation.
Specific Authority 475.05 FS. Law Implemented 475.01,
475.011, 475.15, 475.183 FS. History–New 1-1-80,
Formerly 21V-5.17, Amended
6-28-93, Formerly 21V-5.017.
61J2-5.018 Vacancies of Office.
(1) A corporation shall have at all times registered the
name(s) of its officer(s) and director(s). In the event
that a corporation
has but one active broker, and such broker dies,
resigns, or is otherwise removed from the position as
the active broker, then, in
such event, such vacancy shall be filled within 14
calendar days during which no new brokerage business may
be performed by the
corporation or a licensee registered with the
corporation until a new active broker is appointed and
registered with the corporation.
It shall be the duty of the corporation to immediately
notify the Commission of such vacancy and of the steps
taken to fill this
vacancy.
(2) Failure to appoint another active broker within 14
calendar days will result in the automatic cancellation
of the corporate
registration, and the licenses of all its officer(s),
director(s) and salesperson(s) will become involuntarily
inactive.
(3) If a corporation has more than one active broker and
one such broker dies, resigns, or is otherwise removed
from the
position as an active broker, neither the corporate
registration nor licenses of any of its officer(s),
director(s) or salesperson(s) is
affected by this vacancy.
(4) If an active broker officer or director resigns or
is removed from the broker’s corporate office, the
broker may have a
license reissued individually or with a partnership or
another corporation. If an active broker officer or
director is already licensed
as active when the broker takes the corporate office,
the broker shall surrender the current license within 7
calendar days, and apply
for issuance or reissuance of a license in the corporate
capacity. However, surrender of the broker’s current
license is not required if
the broker is holder of multiple licenses.
Specific Authority 475.05 FS. Law Implemented 475.01(3),
475.15, 475.31, 475.42 FS. History–New 1-1-80, Formerly
21V-5.18, Amended
6-28-93, Formerly 21V-5.018.
61J2-5.019 Responsibility for Registration Status.
(1) It shall be the duty of every active corporate
officer and director to see that the corporation and
each of its officers, directors
and salespersons are holders of current registration and
licenses. It shall be the duty of every active broker
partner of a partnership
to see that each partner of a partnership required to
hold registration and license does in fact hold
registration and license.
(2) No corporate registration or license of any of its
officers, directors, and salespersons shall be valid
unless and until such
corporation has an active broker other than as provided
in Rule 61J2-5.018, F.A.C.
(3) The registration of such partnership shall be
cancelled automatically during that period of time that
at least one partner is
not the holder of a current and valid active broker's
license.
Specific Authority 475.05 FS. Law Implemented 475.01,
475.15, 475.31, 475.42 FS. History–New 1-1-80, Formerly
21V-5.19, Amended 6-28-93,
Formerly 21V-5.019.
61J2-5.020 Execution of Papers by Corporation.
All applications, requests, changes of address and
employment for salespersons, or other papers and
documents required of
corporations, shall be signed in the name of the
corporation, by an active broker officer or director.
Whenever multiple licenses are
requested by a broker and one or more of the licenses
are under partnerships or corporations, a statement of
disclosure shall be
signed by a partner of the partnership, or officer of
the corporation, other than the applicant for the
license. If more than one person
connected with a partnership or corporation requests
multiple licenses in other capacities, the statement of
disclosure may not be
signed by one for the other, but by a majority of the
remaining directors or partners.
Specific Authority 475.05 FS. Law Implemented 475.01,
475.15, 475.23, 475.42 FS. History–New 1-1-80, Formerly
21V-5.20, Amended 7-20-93,
Formerly 21V-5.020.
CHAPTER 61J2-6 SALESPERSONS
61J2-6.006 Employment by More Than One Entity.
61J2-6.006 Employment by More Than One Entity.
(1) A salesperson or broker-salesperson may only be
employed by one broker or by one owner-developer.
Owner-developers
shall be defined as any of those unlicensed entities
enumerated in s. 475.011(2), F.S.
(2) One owner-developer may produce proof that various
properties are owned in the name of various entities,
but all such
entities are so connected, subsidiary, interlocking or
affiliated, so that such ownership or control, for
practical purposes, is
substantially in the same individual or individuals, in
which case a salesperson or broker-salesperson may have
a group license.
Each entity shall execute the certificate attached to
the request for a group license.
Specific Authority 475.05 FS. Law Implemented
475.01(1)(d), 475.011(2) FS. History–New 1-1-80, Amended
9-17-81, Formerly 21V-6.06,
Amended 6-28-93, Formerly 21V-6.006.
CHAPTER 61J2-9 REISSUANCE OF CERTIFICATE
61J2-9.0061 Change of Address. (Repealed)
61J2-9.007 Change of Name.
61J2-9.007 Change of Name.
If a name or trade name is lawfully changed, a request
for the reissuance of the license or registration shall
be filed, and the license
or registration shall be reissued.
Specific Authority 475.05 FS. Law Implemented 475.15,
475.25, 475.42, 475.125 FS. History–New 1-1-80, Formerly
21V-9.07, Amended 6-28-93,
Formerly 21V-9.007.
CHAPTER 61J2-10 OPERATION, BUSINESS AND OFFICES
61J2-10.016 Title. (Repealed)
61J2-10.017 Mortgage Releases. (Repealed)
61J2-10.018 Promises to Resell. (Repealed)
61J2-10.019 Lotteries. (Repealed)
61J2-10.020 Free Lot Schemes. (Repealed)
61J2-10.022 Office.
61J2-10.023 Branch Office.
61J2-10.024 Office Entrance Signs.
61J2-10.025 Advertising.
61J2-10.027 Use of Association Names.
61J2-10.028 Kickbacks or Rebates.
61J2-10.029 Advance Fee Accounting and Reporting
Procedures.
61J2-10.030 Rental Information.
61J2-10.031 Time for Payment of Administrative Fines and
Costs.
61J2-10.032 Notice Requirements.
61J2-10.033 Agency Disclosure. (Repealed)
61J2-10.034 Trade Names.
61J2-10.035 Sold Signs. (Repealed)
61J2-10.036 Agency Disclosure. (Repealed)
61J2-10.037 Transaction Broker Notice. (Repealed)
61J2-10.038 Mailing Address.
61J2-10.022 Office.
The required office, pursuant to Section 475.22(1),
Florida Statutes, may be in a residential location, if
not contrary to local zoning
ordinances, provided the minimum office requirements are
met and the required broker’s sign is properly
displayed, pursuant to
Section 475.22(1), Florida Statutes, and Rule
61J2-10.024, Florida Administrative Code. Sales
associates must be registered from
and work out of an office maintained and registered in
the name of the employer.
Specific Authority 475.05 FS. Law Implemented 475.22 FS.
History–New 1-1-80, Formerly 21V-10.22, Amended 7-20-93,
Formerly 21V-10.022,
Amended 12-30-97, 2-4-04.
61J2-10.023 Branch Office.
(1) If a broker desires to conduct business from more
than one office, each additional office must be
registered as a branch
office, and the fee must be paid for its registration,
as provided in subsection 61J2-1.011(3), Florida
Administrative Code.
(2) A mere temporary shelter, on a subdivision being
sold by the broker, for the protection of salespersons
and customers and
at which transactions are not closed and salespersons
are not permanently assigned, is not deemed to be a
branch office. The
permanence, use, and character of activities customarily
conducted at the office or shelter shall determine
whether it must be
registered.
(3) If a broker closes a branch office and, at about the
same time, establishes another at a different location,
the registration of
the office which was closed may not be transferred. Such
new location is a new branch office which must be
registered and the fee
paid as though the other had not been closed. Upon
application to the BPR, the broker may reopen the first
office at any time during
the license period without payment of an additional fee.
Specific Authority 475.05 FS. Law Implemented 475.23,
475.24 FS. History–New 1-1-80, Formerly 21V-10.23,
Amended 6-28-93, Formerly
21V-10.023, Amended 12-30-97.
61J2-10.024 Office Entrance Signs.
All licensed active real estate brokers must maintain a
sign on or about the entrance of their principal office
and all branch offices.
The sign must be easily observed and read by persons
entering the offices. The sign shall be placed on either
the exterior of the
office entrance or the interior of the office. Every
such sign must contain, in letters not less than one
inch in height for exterior signs
or one-half inch in height for interior signs, the name
of the broker, together with the trade name, if any. For
a partnership or
corporation the sign shall contain the name of the firm
or corporation, or trade name of the firm or corporation
along with the name
of at least one of the brokers. At a minimum, the words
“Licensed Real Estate Broker” must appear (or Lic. Real
Estate Broker) on
the office entrance signs.
Specific Authority 120.53, 475.05 FS. Law Implemented
475.22 FS. History–New 1-1-80, Amended 2-17-81, Formerly
21V-10.24, Amended
9-26-88, 10-15-91, 6-28-93, Formerly 21V-10.024.
61J2-10.025 Advertising.
(1) All advertising must be in a manner in which
reasonable persons would know they are dealing with a
real estate licensee.
All real estate advertisements must include the licensed
name of the brokerage firm. No real estate advertisement
placed or caused
to be placed by a licensee shall be fraudulent, false,
deceptive or misleading.
(2) When the licensee’s personal name appears in the
advertisement, at the very least the licensee’s last
name must be used in
the manner in which it is registered with the
Commission.
(3)(a) When advertising on a site on the Internet, the
brokerage firm name as required in subsection (1) above
shall be placed
adjacent to or immediately above or below the point of
contact information. “Point of contact information”
refers to any means by
which to contact the brokerage firm or individual
licensee including mailing address(es), physical street
address(es), e-mail
address(es), telephone number(s) or facsimile telephone
number(s).
(b) The remaining requirements of subsections (1) and
(2) apply to advertising on a site on the Internet.
Specific Authority 120.53, 475.05 FS. Law Implemented
475.01, 475.25, 475.42, 475.421, 475.4511 FS.
History–New 1-1-80, Amended 2-17-81,
3-14-85, Formerly 21V-10.25, Amended 12-29-91, 7-20-93,
Formerly 21V-10.025, Amended 4-18-99.
61J2-10.027 Use of Association Names.
No licensee shall use an identification or designation
of any association or organization having to do with
real estate unless entitled
to use such identification or designation.
Specific Authority 475.05 FS. Law Implemented
475.25(1)(b) FS. History–New 1-1-80, Formerly 21V-10.27,
Amended 7-20-93, Formerly
21V-10.027.
61J2-10.028 Kickbacks or Rebates.
(1) Any real estate licensee who receives, or makes any
arrangement or agreement to receive, directly or
indirectly, any
kickback or rebate, for the placement of, or favor in,
any business transaction which forms a part of, or is
incident to, any
transaction(s) negotiated or handled by said licensee,
is a violation of Section 475.25(1)(b) or (d), Florida
Statutes, or both of said
subsections of the Florida Statutes, unless prior to the
time of the placement of, or favor in, said business
transaction, the licensee
shall have fully advised the principal if any and all
affected parties in the transaction(s), which the
licensee is handling, of all facts
pertaining to the arrangement of kickbacks or rebates.
(2) The sharing of brokerage compensation by a licensee
with a party to the real estate transaction with full
disclosure to all
interested parties is not considered a violation of
Chapter 475, Part I, Florida Statutes.
Specific Authority 475.05 FS. Law Implemented
475.25(1)(b), (d) FS. History–New 1-1-80, Formerly
21V-10.28, Amended 6-28-93, Formerly
21V-10.028, Amended 12-30-97.
61J2-10.029 Advance Fee Accounting and Reporting
Procedures.
(1) Any broker who claims, demands, charges, receives,
collects or contracts for an advance fee in a listing to
sell or lease real
property or any interest therein for the purpose of
promoting the sale or lease of real estate or for the
referral of real estate brokers
or sales associates, or both, in advance of the
transaction actually closing, shall deposit not less
than 75 percent of the advance fee
so collected into a special trust or escrow account
entitled “advance fee trust account” or “advance fee
escrow account” in a trust or
escrow bank account maintained by said broker with a
bank or other recognized depository located and doing
business in Florida.
The advance fee trust or escrow account shall not be
commingled with any other funds, trust, escrow or
otherwise, of the broker.
(2) The broker must maintain separate and distinct
accounting records and files for the advance fee
operations and periodically
report all such activity to the DBPR including but not
limited to, all fees collected, all funds expended or
withdrawn from said
escrow or trust account, and all monies or funds
returned to the principal during the period of the
report. For the purpose of this rule
the broker may withdraw amounts from the advance fee
trust or escrow account when expended for the benefit of
the principal
which benefit shall be for direct or special advertising
the principal’s interest only or as provided by statute.
Expenses such as
telephone calls, office supplies, rental, automobiles,
commissions, controlled publications, etc., are
considered overhead of the
broker and shall not be paid from the broker’s advance
fee trust or escrow account or other recognized
depository. All unexpended
funds shall be returned to the principal at the end of
the contract period or as provided by law, whichever
period is shorter unless a
sale of the property is consummated, and in such event
said advance fee funds shall be disbursed in accordance
with the listing
contract. The provisions of Section 475.452, Florida
Statutes, may not be waived.
(3) The broker must reconcile the advance fee account(s)
monthly and produce the accounting records upon demand
to the
DBPR with prior notice.
(4) If accounting records, as noted in preceding, do not
provide a clear trail then it will be necessary to
prepare a complete
report from the records available for each deposit.
(a) The report should be arranged in six columns showing
the following for each deposit received:
Column 1 Date of Transaction
Column 2 Name, address, telephone of principal
Column 3 Registered name of sales associate and/or
broker involved together with License Number
Column 5 Amount of deposit
(b) Below this information and on the same sheet, every
expenditure made from the advance fee will be shown as
follows:
Column 1 Date
Column 2 Reason for expenditure
Column 6 Amount of expenditure
(c) If during the reporting period a deposit is returned
the following entry will appear last:
Column 1 Date
Column 4 Reason for return
Column 6 Amount of deposit returned
(d) After an advance fee has been returned, regardless
of the reason, Column 6 of the cumulative sheets of
transactions for that
deposit should be equal to Column 5.
(5) The monthly report will include a copy of the signed
listing agreement or contract as mailed to principal
and, where
applicable a copy of the verified accounts relating to
expenditures, or quarterly accountings. A copy of the
monthly bank statement
for the advance fee escrow or trust account will also be
included in the monthly report. Reports that fail to
provide the above
information will be unacceptable.
(6) When the escrow account has a zero balance or small
balance required to keep the account active and the
account has had
no activity during the reporting period, a report shall
be prepared and will contain a copy of the account bank
statement.
(7) All reports will be covered by a letter containing a
certification that the report is a true accounting of
all transactions in the
advance fee escrow account for the period reported. The
certification of the report will be signed by the
broker.
Specific Authority 475.05 FS. Law Implemented
475.452(1), (2), (3) FS. History–New 1-1-80, Formerly
21V-10.29, Amended 10-28-90, 7-20-93,
Formerly 21V-10.029, Amended 11-10-97, 1-18-00, 2-4-04.
61J2-10.030 Rental Information.
(1) Any licensee who attempts to negotiate a rental or
who furnishes information to a prospective tenant for a
fee paid by the
tenant shall provide such prospective tenant with a
written contract or receipt agreement containing the
following provision in type
size 10 point bold or larger:
NOTICE
PURSUANT TO FLORIDA LAW:
If the rental information provided under this contract
is not current or accurate in any material aspect, you
may demand within 30
days of this contract date a return of your full fee
paid. If you do not obtain a rental you are entitled to
receive a return of 75% of the
fee paid, if you make demand within 30 days of this
contract date.
(2) Each contract or receipt agreement shall be
contained on one side of one page not larger than 8 1/2
× 11 inches. The type
size of the balance of the terms of the contract shall
be in a size not smaller than 8 point type.
Each licensee shall furnish to the BPR a copy of the
current contract or receipt agreement within 30 days of
use of such agreement.
Specific Authority 475.05 FS. Law Implemented
475.453(1), (2) FS. History–New 1-1-80, Formerly
21V-10.30, Amended 6-28-93, Formerly
21V-10.030.
61J2-10.031 Time for Payment of Administrative Fines and
Costs.
In cases where the Commission imposes an administrative
fine and costs, if any, for violation of Chapters 455
and 475, Florida
Statutes, or the rules promulgated thereunder, the fine
and costs shall be paid within 30 days of the filing of
the final order unless
directed otherwise by the Commission.
Specific Authority 455.227(2) FS. Law Implemented
455.227(3), 475.42 FS. History–New 2-25-80, Formerly
21V-10.31, Amended 7-20-93,
Formerly 21V-10.031, Amended 12-30-97.
61J2-10.032 Notice Requirements.
(1)(a) A real estate broker, upon receiving conflicting
demands for any trust funds being maintained in the
broker’s escrow
account, must provide written notification to the
Commission within 15 business days of the last party’s
demand and the broker
must institute one of the settlement procedures as set
forth in Section 475.25(1)(d)1., Florida Statutes,
within 30 business days after
the last demand.
(b) A broker, who has a good faith doubt as to whom is
entitled to any trust funds held in the broker’s escrow
account, must
provide written notification to the Commission within 15
business days after having such doubt and must institute
one of the
settlement procedures as set forth in Section
475.25(1)(d)1., Florida Statutes, within 30 business
days after having such doubt. The
determination of good faith doubt is based upon the
facts of each case brought before the Commission.
(c) If one of the parties to a failed real estate sales
transaction does not respond to the broker’s inquiry as
to whether that party
is placing a demand on the trust funds or is willing to
release them to the other party, the broker may send a
certified notice letter,
return receipt requested, to the non-responding party.
This notice should include the information that a demand
has been placed by
the other party, that a response must be received by a
certain date, and that failure to respond will be
construed as authorization for
the broker to release the funds to the other party.
(2)(a) If the broker has instituted a settlement
procedure other than a request for an Escrow
Disbursement Order, the broker
shall provide written notification to the Commission
within 30 business days of the receipt of the last
demand or good faith doubt of
the procedure instituted to resolve the matter.
(b) If the broker has requested an Escrow Disbursement
Order and the broker is notified in writing that no
Escrow
Disbursement Order will be issued, then the broker shall
institute another settlement procedure and so notify the
Commission
within 30 business days after the broker’s receipt of
such notification.
(c) If the broker has requested an Escrow Disbursement
Order and the dispute is subsequently settled or goes to
court before
the Order is issued, the broker shall notify the
Commission within 10 business days of such event.
(3) For purposes of this rule, where a broker is
required to provide written notification within a
certain period, the effective
date of that notification is deemed to be the date of
the postmark or other dispatch of notification. A
request for an Escrow
Disbursement Order as a settlement procedure is deemed
instituted when the completed request form is mailed or
otherwise
dispatched to the Commission.
(4) Brokers who are entrusted with an earnest money
deposit (EMD), pursuant to a residential sales contract
utilized by the
Department of Housing and Urban Development (HUD) in the
sale of property owned by HUD, are not required to
follow the
notice or settlement procedures of Section
475.25(1)(d)1., Florida Statutes, and subsection (1) of
this rule. The broker is to follow
HUD’s Agreement to Abide, Broker Participation
Requirements, and 24 C.F.R. s. 291.135 as they pertain
to the proper disposition
of EMDs.
Specific Authority 475.05, 475.25 FS. Law Implemented
83.49(3)(d), 475.25 FS. History–New 10-13-85, Formerly
21V-10.32, Amended 2-18-92,
12-8-92, 6-28-93, Formerly 21V-10.032, Amended 11-16-93,
6-6-94, 8-6-96, 11-10-97, 1-17-02.
61J2-10.034 Trade Names.
An individual broker, partnership or corporation may use
a trade name and, if so, it must be disclosed upon the
request for license,
and be placed upon the registration or license. The
trade name shall not be, and the Commission will refuse
to issue a license
containing a trade name which is the same as the real or
trade name of another registrant or licensee registered
or licensed with the
Commission. No individual, partnership or corporation
may be registered under more than one trade name. The
actual name of the
individual or an entity is not a trade name.
Specific Authority 475.05 FS. Law Implemented 475.15,
475.181, 475.42(1)(k) FS. History–New 6-28-93, Formerly
21V-10.034.
61J2-10.038 Mailing Address.
(1) Pursuant to Section 455.275(1), Florida Statutes,
the Commission defines “current mailing address” as the
current
residential address which is used by a licensee or
permit holder to receive mail through the United States
Postal Service.
(2) Each licensee and permit holder is required to
notify the BPR in writing of the current mailing address
and any change in
the current mailing address within 10 days after the
change.
Specific Authority 475.05 FS. Law Implemented 455.275
FS. History–New 4-9-95.
CHAPTER 61J2-14 FUNDS ENTRUSTED TO BROKERS - DEPOSITS
AND ESCROWS
61J2-14.008 Definitions.
61J2-14.009 Real Estate Sales Associate.
61J2-14.010 Real Estate Broker.
61J2-14.011 Rights of Broker in Deposits.
61J2-14.012 Broker’s Records.
61J2-14.013 Commission to Be Held in Trust Account.
(Repealed)
61J2-14.014 Interest-Bearing Escrow Accounts.
61J2-14.008 Definitions.
(1)(a) A “deposit” is a sum of money, or its equivalent,
delivered to a real estate licensee, as earnest money,
or a payment, or a
part payment, in connection with any real estate
transaction named or described in Section 475.01(1)(a),
Florida Statutes, or for the
purpose of obtaining satisfaction, release, or
assignment of mortgages, or quit claim or other deeds
deemed necessary or desirable
in acquiring or perfecting the title to real estate, or
assembling interest therein, or such sum delivered in
escrow, trust or on
condition, in connection with any transaction conducted,
or being conducted, by such licensee within the scope of
Chapter 475,
Florida Statutes.
(b) A deposit, as so defined, shall extend to and
include not only cash, or currency, but any medium of
exchange, or any
securities to be converted into money, delivered for any
of the purposes aforesaid, to be held or converted into
cash or bank credits.
A broker shall not be responsible for the payment of any
check or draft, unless the broker, through culpable
negligence, fails to
deposit the same in the regular course of business, and
the check or draft is not paid due to such culpable
negligence, and damage
results to some party entitled to complain of said
culpable negligence.
(2) “Trust” or “escrow” account means an account in a
bank or trust company, title company having trust
powers, credit union,
or a savings and loan association within the State of
Florida. Only funds described in this rule shall be
deposited in trust or escrow
accounts. No personal funds of any licensee shall be
deposited or intermingled with any funds being held in
escrow, trust or on
condition except as provided in subsection
61J2-14.010(2), Florida Administrative Code.
(3) “Immediately” means the placement of a deposit in an
escrow account no later than the end of the third
business day
following receipt of the item to be deposited.
Saturdays, Sundays and legal holidays shall not be
considered as business days.
Specific Authority 475.05 FS. Law Implemented
475.25(1)(k) FS. History–New 1-1-80, Formerly 21V-14.08,
Amended 10-13-88, 12-29-91,
7-20-93, Formerly 21V-14.008, Amended 7-5-95.
61J2-14.009 Real Estate Sales Associate.
Every sales associate who receives any deposit, as
defined in Rule 61J2-14.008, Florida Administrative
Code, shall deliver the
same to the broker or employer no later than the end of
the next business day following receipt of the item to
be deposited.
Saturday, Sundays and legal holidays shall not be
construed as business days. Receipt by a sales associate
or any other
representative of the brokerage firm constitutes receipt
by the broker for purposes of paragraph
61J2-14.008(1)(d), Florida
Administrative Code.
Specific Authority 475.05 FS. Law Implemented
475.25(1)(k) FS. History–New 1-1-80, Formerly 21V-14.09,
Amended 7-20-93, Formerly
21V-14.009, Amended 7-5-95, 11-10-97, 2-5-04.
61J2-14.010 Real Estate Broker.
(1) Every broker who receives from sales associates,
principals, prospects, or other persons interested in
any real estate
transaction, any deposit, fund, money, check, draft,
personal property, or item of value shall immediately
place the same in a bank,
savings and loan association, trust company, credit
union or title company having trust powers, in an
insured escrow or trust
account. The broker must be a signatory on all escrow
accounts. If the brokerage entity has more than one
broker licensee, then one
broker licensee may be designated as the signatory. If
the deposit is in securities, intended by the depositor
to be converted into
cash, the conversion shall be made at the earliest
practical time, and the proceeds shall be immediately
deposited in said account.
(2) A broker may place and maintain up to $1,000 of
personal or brokerage funds per each sales escrow
account. A broker may
place and maintain up to $5,000 of personal or brokerage
funds per each property management escrow account.
Personal or
brokerage funds in any escrow account shall not exceed
$5,000 per account. A broker shall be provided a
reasonable amount of
time to correct escrow errors if there is no shortage of
funds and such errors pose no significant threat to
economically harm the
public. For purposes of this subsection, reasonable
amount of time shall be defined as 30 days from the date
the last reconciliation
statement was performed or should have been performed.
Specific Authority 475.05 FS. Law Implemented
475.25(1)(d)1., (k), 475.452 FS. History–New 1-1-80,
Formerly 21V-14.10, Amended 2-17-86,
10-13-88, 12-29-91, 6-28-93, Formerly 21V-14.010,
Amended 2-5-04.
61J2-14.011 Rights of Broker in Deposits.
A broker who receives a deposit shall not have any right
to or lien upon said deposit, except upon the written
agreement or order of
the depositor so long as the depositor or depositor’s
legal representative has sole control of said deposit,
until the transaction
involved has been closed, and no person has any claim
except the party ultimately to receive the same, in
which case the broker
may deduct the agreed commission unless the amount or
time of payment is disputed. In case of a dispute as to
the amount of the
commission, or the time of payment, the broker may
retain only the amount of the claim in said account and
in trust, until the
dispute is settled by agreement, arbitration, mediation
or court proceedings, as provided in Section
475.25(1)(d)1., Florida Statutes.
A depositor has the right to demand return of a deposit
until such time as another party has acquired some
interest or equity, subject
to the right to make an express agreement to compensate
the broker for time and expense incurred prior to a
demand for the return
of the deposit; and such right to demand return of the
deposit shall again accrue upon a breach by the other
party to the contract or
agreement under which it is held, or the expiration of
the time fixed or a reasonable time, for performance of
the things necessary to
establish the exclusive right of such other party to
said deposit. A broker shall not deliver the deposit to
the other party to the
transaction until such transaction is closed, except as
otherwise directed or agreed to specifically by the
depositor. The interested
parties involved, other than the broker, may by express
agreement, alter the disposal of the deposit, but the
burden shall be on the
broker to establish good faith in the matter if such
agreement is to the broker’s advantage. The broker shall
recognize and comply
with the joint directions of said parties in such cases,
except where the parties act in bad faith with intent to
deprive the broker of a
commission, in which case the broker shall proceed as
provided in Section 475.25(1)(d)1., Florida Statutes.
Specific Authority 475.05 FS. Law Implemented
475.25(1)(d)1., (k) FS. History–New 1-1-80, Formerly
21V-14.11, Amended 6-28-93, Formerly
21V-14.011, Amended 2-5-04.
61J2-14.012 Broker’s Records.
(1) A broker who receives a deposit as previously
defined shall preserve and make available to the BPR, or
its authorized
representative, all deposit slips and statements of
account rendered by the depository in which said deposit
is placed, together with
all agreements between the parties to the transaction.
In addition, the broker shall keep an accurate account
of each deposit
transaction and each separate bank account wherein such
funds have been deposited. All such books and accounts
shall be subject
to inspection by the DBPR or its authorized
representatives at all reasonable times during regular
business hours.
(2) Once monthly, a broker shall cause to be made a
written statement comparing the broker’s total liability
with the reconciled
bank balance(s) of all trust accounts. The broker’s
trust liability is defined as the sum total of all
deposits received, pending and
being held by the broker at any point in time. The
minimum information to be included in the monthly
statement-reconciliation
shall be the date the reconciliation was undertaken, the
date used to reconcile the balances, the name of the bank(s), the name(s) of
the account(s), the account number(s), the account
balance(s) and date(s), deposits in transit, outstanding
checks identified by date
and check number, an itemized list of the broker’s trust
liability, and any other items necessary to reconcile
the bank account
balance(s) with the balance per the broker’s checkbook(s)
and other trust account books and records disclosing the
date of receipt
and the source of the funds. The broker shall review,
sign and date the monthly statement-reconciliation.
(3) Whenever the trust liability and the bank balances
do not agree, the reconciliation shall contain a
description or explanation
for the difference(s) and any corrective action taken in
reference to shortages or overages of funds in the
account(s). Whenever a
trust bank account record reflects a service charge or
fee for a non-sufficient check being returned or
whenever an account has a
negative balance, the reconciliation shall disclose the cause(s) of the returned check or negative balance and
the corrective action
taken.
Specific Authority 475.05 FS. Law Implemented
475.25(1)(d)1., (k), 475.5015 FS. History–New 1-1-80,
Formerly 21V-14.12, Amended 10-13-88,
7-19-89, 1-13-91, 6-28-93, Formerly 21V-14.012, Amended
11-10-97.
61J2-14.014 Interest-Bearing Escrow Accounts.
(1) A broker is allowed to place escrow funds in an
interest-bearing account. The placement of escrow monies
in an
interest-bearing account, designation of the party who
is to receive the interest, and the time the earned
interest must be disbursed,
must be done with the written permission of all the
parties to the transaction. Said escrow account must be
in an insured account in
a depository located and doing business in Florida.
(2) In order to disburse principal and interest to the
designated party at the time agreed, the broker must
first transfer said
principal and interest to a non-interest-bearing escrow
account before disbursement. In the event the broker is
designated by all
parties to receive the interest, only the principal is
to be transferred to the non-interest-bearing escrow
account for further
disbursement. The interest is to be transferred directly
to the broker’s operating account.
(3) As an alternative to subsection (2) above, the
broker may establish an individual interest-bearing
escrow account for a
specific transaction or sum of money. On the date agreed
upon for disbursement of the principal and interest, the
broker shall close
the account with checks issued to the appropriate person(s) or business entity(ies) for the principal and
interest.
Specific Authority 475.05 FS. Law Implemented
475.25(1)(k) FS. History–New 9-17-81, Formerly
21V-14.14, Amended 10-13-88, 4-16-91,
2-18-92, 11-8-92, 6-28-93, Formerly 21V-14.014.
CHAPTER 61J2-16 DEFINITIONS AND INTERPRETATIONS
61J2-16.003 Interpretation of Particular Phrases and
Clauses. (Repealed)
61J2-16.004 Correspondence Course Instructor. (Repealed)
61J2-16.006 Guest Lecturers. (Repealed)
61J2-16.007 Required Communication by School Permit
Holders. (Repealed)
CHAPTER 61J2-17 REAL ESTATE SCHOOL ADMINISTRATIVE
PROCEDURES AND REGULATIONS
61J2-17.009 Minimum Standard for Prelicense Course of
Study.
61J2-17.011 School Instructor Requirements and
Qualifications.
61J2-17.012 School Records; Class Rosters. (Repealed)
61J2-17.013 Interpretation of Particular Phrases.
61J2-17.014 Guest Lecturers.
61J2-17.015 Required Communication by School Permit
Holders.
61J2-17.016 Renewal of Instructor Permits.
61J2-17.009 Minimum Standard for Prelicense Course of
Study.
A permit shall be issued to a real estate school when
the course of study to be offered is designed to enable
or assist individuals to
pass a licensure examination administered by the BPR and
that: (1) covers the material contained in the
applicable Commission
prescribed course; (2) consists of not less than 15
hours of classroom, or individual instruction; and (3)
is not comprised solely of a
study of questions and answers.
Specific Authority 475.04, 475.05 FS. Law Implemented
475.451 FS. History–New 1-1-80, Formerly 21V-17.09,
Amended 6-28-93, Formerly
21V-17.009, Amended 11-24-97.
61J2-17.011 School Instructor Requirements and
Qualifications.
A person shall qualify for an instructor’s permit by
meeting the qualifications for practice set forth in
Section 475.451(2)(c), Florida
Statutes. “Extensive real estate experience” shall be
defined as a minimum of three years of full-time
experience as a broker. This
experience must include having participated in closing
at least five real estate transactions as a licensee, or
as the employing broker
of licensees, for either party to the transaction,
within the 12-month period immediately preceding the
filing of an instructor's
application.
Specific Authority 475.05 FS. Law Implemented 475.04,
475.451 FS. History–New 10-13-88, Amended 1-13-91,
8-19-91, 6-28-93, Formerly
21V-17.011, Amended 11-24-97.
61J2-17.013 Interpretation of Particular Phrases.
Whenever used, the phrases set forth shall be construed
as follows:
(1) “To guarantee that its pupils will pass any
examinations given by the department” as prohibited by
Section 475.451(3),
Florida Statutes, and shall be construed to include, but
without limitation, any representation, agreement,
promise or understanding
whereby a person enrolled in any school or course is to
receive any refund of money or other thing of value if
such person should
fail the examination offered by the Division.
(2) “Each person, school, or institution” used in
Section 475.451(1), Florida Statutes, is construed to
include only one address
or location; and a person, school or institution,
offering or conducting a course at more than one address
or location, must obtain a
permit for each address or location.
Specific Authority 475.05 FS. Law Implemented 475.04,
475.451 FS. History–New 6-28-93, Formerly 21V-17.013.
61J2-17.014 Guest Lecturers.
Guest lecturers may be used by a real estate school
offering Commission prescribed or approved equivalent
courses so long as:
(1) Guest lecturers provide no more than 20% of the
total course;
(2) Guest lecturers have prior written approval of the
Commission; and
(3) An instructor licensed with such school is available
on the premises.
Specific Authority 475.05 FS. Law Implemented 475.04(1),
475.451(1),(2)(a),(c) FS. History–New 6-28-93, Formerly
21V-17.014.
61J2-17.015 Required Communication by School Permit
Holders.
No real estate school, permit holder or instructor shall
recruit for employment opportunities for any real estate
brokerage firm
during classroom instructional time. Each school permit
holder must post in every classroom and administrative
area, and read at
the beginning of each course, the following statement:
“Recruiting for employment opportunities for any real
estate brokerage firm
must be accomplished outside the prescribed classroom
instructional time. Noncompliance should be reported to
the Commission.”
Specific Authority 475.05 FS. Law Implemented
475.451(1),(2)(a),(c) FS. History–New 6-28-93, Formerly
21V-17.015.
61J2-17.016 Renewal of Instructor Permits.
(1) An instructor permit shall be renewed on a biennial
basis. The schedule for biennial renewal shall be as
established in Rule
61-6.001, Florida Administrative Code.
(2) Any permit which is not renewed at the end of the
permit period established in Rule 61-6.001, Florida
Administrative
Code, shall automatically revert to involuntarily
inactive status pursuant to Section 475.451(2)(c)3.,
Florida Statutes.
(3) An involuntarily inactive instructor permit holder
must complete the following in order to obtain an active
permit:
(a) Successfully complete the continuing education
requirements of Rule 61J2-3.011, Florida Administrative
Code.
(b) File a renewal application.
(c) Pay the required fee pursuant to paragraph
61J2-1.011(7)(d), Florida Administrative Code.
(d) Pay the late fee pursuant to paragraph
61J2-1.011(5)(c), Florida Administrative Code.
(4) Any permit which has been involuntarily inactive for
2 years shall automatically expire pursuant to Section
475.183(2),
Florida Statutes. Once a permit expires, it becomes null
and void without any further action by the Commission or
Department of
Business and Professional Regulation.
Specific Authority 475.05, 475.451 FS. Law Implemented
475.451 FS. History–New 10-25-98.
CHAPTER 61J2-20 RULES GOVERNING INTERNAL ORGANIZATION
AND OPERATION
61J2-20.009 Probable Cause Panel.
61J2-20.040 Membership.
61J2-20.041 Meetings. (Repealed)
61J2-20.042 Chairperson.
61J2-20.043 Minutes. (Repealed)
61J2-20.044 Orders. (Repealed)
61J2-20.047 Official Records.
61J2-20.048 Principal Office.
61J2-20.049 Commission Member Compensation.
61J2-20.050 Criteria for Investigative Employment.
(Repealed)
61J2-20.051 Authorized Signatures on Final Orders.
61J2-20.052 Designation of Official Reporter.
61J2-20.053 Administrative Procedures. (Repealed)
61J2-20.009 Probable Cause Panel.
A probable cause panel shall determine if probable cause
exists that a licensee, registrant, a permit holder, or
the subject of the
investigation violated Chapter 475, Part I, Florida
Statutes, or any of the Commission's rules. A probable
cause panel shall consist
of two members of the Commission. The members of the
panel shall be appointed by the chairperson of the
Commission. As
provided in s. 455.225(4), Florida Statutes, one of the
panel members may be a former member of the Commission.
Specific Authority 475.05 FS. Law Implemented 455.225
FS. History–New 11-21-79, Amended 3-15-82, 11-16-83,
Formerly 21V-20.09, Amended
6-28-93, Formerly 21V-20.009.
61J2-20.040 Membership.
(1) The Florida Real Estate Commission, created by
Chapter 475, Part I, Florida Statutes, is a regulatory
agency and performs
its functions pursuant to Chapter 475, Part I, and such
other functions as may be delegated by law. The
Commission's membership
as set forth in Chapter 475, Part I, Florida Statutes,
shall consist of 7 members who shall elect from the
members a chairperson and
vice chairperson.
(2) Three consecutive unexcused absences or absences
constituting 50 percent or more of the Commission's
meetings within
any 12-month period shall cause the membership in
question to become void, and the position shall be
considered vacant. An
unexcused absence is one where no advance notice of an
absence is given to the chairperson, vice chairperson or
Director of the
Division or, if there is advance notice of an absence,
no explanation of the absence is given.
Specific Authority 475.05 FS. Law Implemented
455.207(3), 475.02 FS. History–New 1-1-80, Formerly
21V-20.40, Amended 11-8-92, 7-20-93,
Formerly 21V-20.040.
61J2-20.042 Chairperson.
The chairperson presides at all meetings, hearings and
conferences. In the absence of the chairperson, the vice
chairperson presides.
Four members of the Commission shall constitute a quorum
to do business.
Specific Authority 475.05 FS. Law Implemented 120.53,
455.207 FS. History–New 1-1-80, Formerly 21V-20.42,
Amended 6-28-93, Formerly
21V-20.042.
61J2-20.047 Official Records.
The office of the Division Director shall be the
custodian of all the Commission's official records
except disciplinary actions.
Specific Authority 475.05 FS. Law Implemented 120.53,
475.021 FS. History–New 1-1-80, Formerly 21V-20.47,
Amended 6-28-93, Formerly
21V-20.047, Amended 11-10-97.
61J2-20.048 Principal Office.
The principal office of the Commission shall be located
at 400 West Robinson Street, Orlando, Florida
32801-1772. The
Commission may also be contacted through the Department
of Business and Professional Regulation, 1940 North
Monroe Street,
Tallahassee, Florida 32399-0750.
Specific Authority 475.05 FS. Law Implemented 120.53,
455.205 FS. History–New 1-1-80, Formerly 21V-20.48,
Amended 7-20-93, Formerly
21V-20.048.
61J2-20.049 Commission Member Compensation.
Unless otherwise provided by law, a Commission member
shall be compensated $50.00 for each day in attendance
at an official
meeting of the Commission, including Probable Cause
Panel Meetings, and for each day the member participates
in any other
business involving the Commission. "Other business
involving the Commission" shall be defined as:
(1) Attendance at instructors' seminars sponsored by the
Commission.
(2) Appearances before a legislative committee, upon
direction of the chairperson of the Commission or the
chairperson of the
Committee.
(3) Attendance at a meeting with the staff or
contractors of the BPR at the request of the Secretary
of the BPR or the Division
Director.
(4) Attendance at a conference or trade association
meeting in the capacity of a member of the Commission.
(5) Attendance at the Florida Association of Realtor's
Legislative Days in Tallahassee in the capacity of a
member of the
Commission regarding legislation being promoted by the
Commission.
Specific Authority 475.05 FS. Law Implemented 455.207(4)
FS. History–New 9-17-81, Amended 10-19-83, Formerly
21V-20.49, Amended
10-15-91, 7-20-93, Formerly 21V-20.049, Amended 6-5-96.
61J2-20.051 Authorized Signatures on Final Orders.
A Final Order of the Commission may be signed by either
the chairperson or vice chairperson of the Commission or
the Division
Director. Serving on a probable cause panel does not
preclude the chairperson or the vice chairperson from
signing a Final Order of
the Commission.
Specific Authority 120.53(1)(a),(b), 475.05 FS. Law
Implemented 455.225(6), 475.03(1), 475.10 FS.
History–New 5-22-83, Formerly 21V-20.51,
Amended 6-28-93, Formerly 21V-20.051.
61J2-20.052 Designation of Official Reporter.
(1) The Commission designates the Department of Business
and Professional Regulation (BPR) as its official
reporter for the
purpose of publishing and indexing by subject matter,
after a proceeding has been held, all orders rendered
which affect substantial
interests.
(2) The BPR maintains and stores such orders in the
offices of the agency clerk at the Northwood Centre,
1940 North Monroe
Street, Tallahassee, Florida 32399-0750. The agency
clerk's office is open to the public between the hours
of 9:00 a.m. and 4:00
p.m., excluding holidays and weekends. For further
information regarding the indexing of orders by the BPR,
refer to Rule Chapter
61-14, Florida Administrative Code.
Specific Authority 475.05 FS. Law Implemented 120.53(2)
FS. History–New 8-23-93, Amended 4-19-94.
CHAPTER 61J2-22 REAL ESTATE RECOVERY FUND
61J2-22.001 Parties to Action. (Repealed)
CHAPTER 61J2-23 TIME-SHARE SALES
61J2-23.001 Time-share Resale Listing Agreement
Disclosures.
61J2-23.002 Time-share Resale Contract Disclosures.
61J2-23.001 Time-share Resale Listing Agreement
Disclosures.
Pursuant to Section 475.42(1)(n), Florida Statutes, it
shall be a violation of Chapter 475, Florida Statutes,
for any broker or
salesperson to enter into any agreement with any person
engaging the services of the broker in connection with
the resale of a
time-share period unless the agreement complies in all
respects with the following provisions.
(1) In addition to all other requirements of and
obligations under Chapter 475, Florida Statutes, all
agreements engaging the
services of a broker in connection with the resale of a
time-share period shall contain all of the following:
(a) The following statement in conspicuous type located
immediately prior to the space in the agreement reserved
for the
signature of the owner of the time-share period: THERE
IS NO GUARANTEE THAT YOUR TIME-SHARE PERIOD CAN BE
SOLD AT ANY PARTICULAR PRICE OR WITHIN ANY PARTICULAR
PERIOD OF TIME. Any written advertising material
utilized by a broker or salesperson in connection with
the solicitation of a listing agreement for the resale
of a time-share period
must also contain this statement in conspicuous type.
(b) A complete and clear disclosure of any fees,
commissions, and other costs or compensation payable to
or received by the
broker under the agreement, whether directly or
indirectly.
(c) The term of the agreement; a statement regarding the
ability of any party to extend the term of the
agreement; and a
description of the conditions under which the agreement
may be extended and all related costs.
(d) If a fee or other compensation to be paid in advance
of closing of the resale of the time-share period is
charged by the
broker, a statement describing the promotional efforts
that the broker will undertake, including all methods
typically or customarily
used by the broker to generate prospective resale
purchasers, and including a description of the average
circulation and
geographical distribution area of any printed or media
advertising, including catalogues, used by the broker.
(e) A description of the services to be provided by the
broker under the agreement, and a description of the
obligations of each
party regarding a resale purchase, including any costs
to be borne and any obligations regarding notification
of the managing entity
of the time-share plan and any exchange company.
(f) A statement disclosing whether the agreement grants
exclusive rights to the broker to locate a purchaser
during the term of
the agreement; a statement disclosing to whom and when
any proceeds from a sale of the time-share period will
be disbursed; a
statement whether any party may terminate the agreement
and under what conditions; and a statement disclosing
the amount of any
commission or other compensation due to the broker from
any party upon a termination of the agreement prior to
the closing of the
resale.
(g) A statement disclosing whether the agreement permits
the broker or any other person to make any use
whatsoever of the
time-share period in question and a detailed description
of any such permitted use rights, including a disclosure
of to whom any
rents or profits generated from such use of the
time-share period will be paid.
(h) A statement disclosing the existence of any
judgments or pending litigation against the broker
resulting from or alleging a
violation by the broker of Chapters 475, 498, 718 or
721, Florida Statutes, or resulting from or alleging
consumer fraud on the part
of the broker.
(2) All agreements described in subsection (1) must be
reduced to writing, and the person engaging the services
of the broker
must receive a fully executed copy of the written
agreement on the day he signs it. If the agreement is
initially entered into by
telephone or by any other oral means, the broker must
make all of the disclosures required by subsection (1)
to the person engaging
his services prior to accepting anything of value from
such person. In any event, a written agreement executed
by the broker must
be presented for signature to the person engaging his
services within 10 days after the date the agreement was
initially orally
entered into.
Specific Authority 475.05, 475.42 FS. Law Implemented
475.42 FS. History–New 10-25-89, Formerly 21V-23.001.
61J2-23.002 Time-share Resale Contract Disclosures.
Pursuant to Section 475.42(1)(n), Florida Statutes, it
shall be a violation of Chapter 475, Florida Statutes,
for any broker or
salesperson to utilize any form of contract or purchase
and sale agreement in connection with the resale of a
time-share period
unless the contract or purchase and sale agreement
complies in all respects with the following provisions.
(1) All forms of contract or purchase and sale agreement
utilized by a broker or salesperson in connection with
the resale of a
time-share period shall contain all of the following:
(a) An explanation of the form of time-share ownership
being purchased and a legally sufficient description of
the time-share
period being purchased.
(b) The name and address of the managing entity of the
time-share plan.
(c) The following statement in at least 10-point,
capitalized type located immediately prior to the space
in the contract reserved
for the signature of the purchaser: THE CURRENT YEAR'S
ASSESSMENT FOR COMMON EXPENSES ALLOCABLE TO
THE TIME-SHARE PERIOD YOU ARE PURCHASING IS ___. THIS
ASSESSMENT, WHICH MAY BE INCREASED FROM
TIME TO TIME BY THE MANAGING ENTITY OF THE TIME-SHARE
PLAN, IS PAYABLE IN FULL EACH YEAR ON OR
BEFORE ___. THIS ASSESSMENT (INCLUDES/DOES NOT INCLUDE)
YEARLY AD VALOREM REAL ESTATE TAXES,
WHICH (ARE/ARE NOT) BILLED AND COLLECTED SEPARATELY. (If
ad valorem real property taxes are not included in
the current year's assessment for common expenses, the
following statement must be included: THE MOST RECENT
ANNUAL
ASSESSMENT FOR AD VALOREM REAL ESTATE TAXES FOR THE
TIME-SHARE PERIOD YOU ARE PURCHASING
IS ___.) EACH OWNER IS PERSONALLY LIABLE FOR THE PAYMENT
OF HIS ASSESSMENTS FOR COMMON
EXPENSES, AND FAILURE TO TIMELY PAY THESE ASSESSMENTS
MAY RESULT IN RESTRICTION OR LOSS OF
YOUR USE AND/OR OWNERSHIP RIGHTS. In making the
disclosures required by this paragraph, the broker may
rely upon information provided in writing by the
managing entity of the time-share plan.
(d) The disclosure required by Section 721.06(1)(h),
Florida Statutes, if applicable.
(e) A complete and accurate disclosure of the terms and
conditions of the purchase and closing, including the
obligations of the
seller and/or the purchaser for closing costs and title
insurance.
(f) A statement disclosing the existence of any
mandatory exchange program membership included in the
time-share plan.
Specific Authority 475.05, 475.42 FS. Law Implemented
475.42 FS. History–New 10-25-89, Formerly 21V-23.002.
CHAPTER 61J2-24 DISCIPLINARY MATTERS
61J2-24.001 Disciplinary Guidelines.
61J2-24.002 Citation Authority.
61J2-24.003 Notice of Noncompliance.
61J2-24.004 Mediation.
61J2-24.005 Revocation.
61J2-24.006 Probation.
61J2-24.001 Disciplinary Guidelines.
(1) Pursuant to Section 455.2273, F.S., the Commission
sets forth below a range of disciplinary guidelines from
which
disciplinary penalties will be imposed upon licensees
guilty of violating Chapters 455 or 475, F.S.. The
purpose of the disciplinary
guidelines is to give notice to licensees of the range
of penalties which normally will be imposed for each
count during a formal or
an informal hearing. For purposes of this rule, the
order of penalties, ranging from lowest to highest, is:
reprimand, fine, probation,
suspension, and revocation or denial. Pursuant to
Section 475.25(1), F.S., combinations of these penalties
are permissible by law.
Nothing in this rule shall preclude any discipline
imposed upon a licensee pursuant to a stipulation or
settlement agreement, nor
shall the range of penalties set forth in this rule
preclude the Probable Cause Panel from issuing a letter
of guidance.
(2) As provided in Section 475.25(1), F.S., the
Commission may, in addition to other disciplinary
penalties, place a licensee on
probation. The placement of the licensee on probation
shall be for such a period of time and subject to such
conditions as the
Commission may specify. Standard probationary conditions
may include, but are not limited to, requiring the
licensee: to attend
pre-licensure courses; to satisfactorily complete a
pre-licensure course; to attend post-licensure courses;
to satisfactorily complete a
post-licensure course; to attend continuing education
courses; to submit to and successfully complete the
state-administered
examination; to be subject to periodic inspections and
interviews by a DBPR investigator; if a broker, to place
the license on a
broker associate status; or, if a broker, to file escrow
account status reports with the Commission or with a DBPR investigator at
such intervals as may be prescribed.
(3) The penalties are as listed unless aggravating or
mitigating circumstances apply pursuant to subsection
(4). The verbal
identification of offenses is descriptive only; the full
language of each statutory provision cited must be
consulted in order to
determine the conduct included.
VIOLATIONS RECOMMENDED RANGE OF PENALTY
(a) Section 475.22, F.S. (a) Up to 90 days suspension
Broker fails to maintain office and sign at entrance of
office
(b) Section 475.24, F.S. (b) Up to 90 days suspension
Failure to register a branch office
(c) Section 475.25(1)(b), F.S. (c) In the case of fraud,
misrepresentation and
Guilty of fraud, misrepresentation, concealment,
dishonest dealing, the usual action of the
false promises, false pretenses, dishonest dealing by
Commission shall be to impose a penalty of
trick, scheme or device, culpable negligence or
revocation
breach of trust. Guilty of violating a duty imposed In
the case of concealment, false promises and
by law or by the terms of a listing agreement; aided,
false pretenses, the usual action of the Commission
assisted or conspired with another; or formed an shall
be to impose a penalty of a 3 to 5 year
intent, design or scheme to engage in such suspension
and an administrative fine of $1,000
misconduct and committed an overt act in In the case of
culpable negligence and breach of
furtherance of such intent, design or scheme trust, the
usual action of the Commission shall be
to impose a penalty from a $1,000 fine to a 1 year
suspension
In the case of violating a duty imposed by law or a
listing agreement; aided, assisted or conspired; or
formed an intent, design or scheme to engage in
such misconduct, the usual action of the
Commission shall be to impose a penalty from a
$1,000 fine to a 5 year suspension
(d) Section 475.25(1)(c), F.S. (d) The usual action of
the Commission shall be to
False, deceptive or misleading advertising impose a
penalty of an administrative fine of
$1,000 to a 1 year suspension
(e) Section 475.25(1)(d), F.S. (e) The usual action of
the Commission shall be to
Failed to account or deliver to any person as impose a
penalty of an administrative fine of
required by agreement or law, escrowed property $1,000
to a 5 year suspension
(f) Section 475.25(1)(e), F.S. (f) The usual action of
the Commission shall be to
Violated any rule or order or provision under impose a
penalty from an 8 year suspension to
Chapters 475 and 455, F.S. revocation and an
administrative fine of $1,000
(g) Section 475.25(1)(f), F.S. (g) The usual action of
the Commission shall be to
Convicted or found guilty of a crime related to real
impose a penalty from a 7 year suspension to
estate or involves moral turpitude or fraudulent or
revocation and an administrative fine of $1,000
dishonest dealing
(h) Section 475.25(1)(g), F.S. (h) Imposition of
discipline comparable to the
Has license disciplined or acted against or an
discipline which would have been imposed if the
application denied by another jurisdiction substantive
violation had occurred in Florida or
suspension of the license until the license is
unencumbered in the jurisdiction in which the
disciplinary action was originally taken, and an
administrative fine of $1,000
(i) Section 475.25(1)(h), F.S. (i) The usual action of
the Commission shall be to
Has shared a commission with or paid a fee to a impose a
penalty of an administrative fine of
person not properly licensed under Chapter 475, $1,000
to a 5 year suspension
F.S.
(j) Section 475.25(1)(i), F.S. (j) The usual action of
the Commission shall be to
Impairment by drunkenness, or use of drugs or impose a
penalty of suspension for the period of
temporary mental derangement incapacity
(k) Section 475.25(1)(j), F.S. (k) The usual action of
the Commission shall be to
Rendered an opinion that the title to property sold is
impose a penalty of an administrative fine of
good or merchantable when not based on opinion of $1,000
to a 6 month suspension
a licensed attorney or has failed to advise
prospective buyer to consult an attorney on the
merchantability of title or to obtain title insurance
(l) Section 475.25(1)(k), F.S. (l) A minimum of a 90 day
suspension and
Has failed, if a broker, to deposit any money in $1,000
fine up to revocation
an escrow account immediately upon receipt until
disbursement is properly authorized. Has failed, if a
sales associate, to place any money to be escrowed
with his registered employer
(m) Section 475.25(1)(l), F.S. (m) The usual action of
the Commission shall be
Has made or filed a report or record which the to impose
a penalty of an administrative fine of
licensee knows to be false or willfully failed to file
$1,000 to a 2 year suspension
a report or record or willfully impeded such filing
as required by State or Federal Law
(n) Section 475.25(1)(m), F.S. (n) In the case of a
licensee who renews the
Obtained a license by fraud, misrepresentation or
license without having complied with Rule
concealment 61J2-3.009, F.A.C., and the act is
discovered
by the DBPR, the usual action of the Commission
shall be to impose a penalty of revocation. In the
case of a licensee who renews the license
without having complied with Rule 61J2-3.009, F.A.C.,
and the licensee brings the matter to the attention of
the
DBPR, the usual action of the Commission shall be to
impose a penalty of a $1,000 administrative fine
In all other cases, the usual action of the
Commission shall be to impose a penalty of
revocation and an administrative fine of $1,000
(o) Section 475.25(1)(n), F.S. (o) The usual action of
the Commission shall be to
Confined in jail, prison or mental institution; or
impose a penalty of revocation
through mental disease can no longer practice with
skill and safety
(p) Section 475.25(1)(o), F.S. (p) The usual action of
the Commission shall be to
Guilty for the second time of misconduct in the impose a
penalty of an administrative fine of $500
practice of real estate that demonstrates and a 1 year
suspension to revocation
incompetent, dishonest or negligent dealings with
investors
(q) Section 475.25(1)(p), F.S. (q) The usual action of
the Commission shall be to
Failed to give Commission 30 day written notice impose a
penalty of a 5 year suspension to
after a guilty or nolo contendere plea or convicted
revocation
of any felony
(r) Section 475.25(1)(q), F.S. (r) The usual action of
the Commission shall be to
Licensee has failed to give the impose a penalty of an
administrative fine of
Transaction Broker Notice or $1,000 to a 5 year
suspension
Single Agent Notice at the requisite period of time
under the provisions of Section 475.278,
F.S.; failed to properly secure the Consent to
Transition to Transaction Broker or Designated
Sales Associate forms as required in Section 475.2755 or
475.278, F.S.; failed to act in a manner as
prescribed in Section 475.2755 or 475.278, F.S.
(s) Section 475.25(1)(r), F.S. (s) The usual action of
the Commission shall be to
Failed to follow the requirements of a written listing
impose a penalty of an administrative fine of
agreement $1,000 to a 3 year suspension
(t) Section 475.25(1)(s), F.S. (t) The usual action of
the Commission shall be to
Has had a registration suspended, revoked or impose a
penalty from a 6 year suspension to
otherwise acted against in any jurisdiction revocation
and an administrative fine of $1,000
(u) Section 475.25(1)(t), F.S. (u) The usual action of
the Commission shall be to
Violated the Uniform Standards of Professional impose a
penalty of a 5 year suspension to
Appraisal Practice as defined in Section 475.611, F.S.
revocation
(v) Section 475.25(2), F.S. (v) The usual action of the
Commission shall be to
License issued by error of the Commission impose a
penalty of revocation
(w) Section 475.42(1)(a), F.S. (w) The usual action of
the Commission shall be to
Practice without a valid and current license impose a
penalty of a 3 year suspension to
revocation
(x) Section 475.42(1)(b), F.S. (x) The usual action of
the Commission shall be to
Practicing beyond scope as a sales associate impose a
penalty of a 3 year suspension to
revocation
(y) Section 475.42(1)(c), F.S. (y) The usual action of
the Commission shall be to
Broker employs a sales associate who is not the holder
of impose a penalty of an administrative fine of
a valid and current license $1,000 and a 90 day
suspension to a 2 year
suspension
(z) Section 475.42(1)(d), F.S. (z) The usual action of
the Commission shall be to
A sales associate shall not collect any money in impose
a penalty of an administrative fine of
connection with any real estate brokerage $1,000 to a 3
year suspension
transaction except in the name of the employer
(aa) Section 475.42(1)(e), F.S. (aa) The usual action of
the Commission shall be
A violation of any order or rule of the Commission to
impose a penalty of an 8 year suspension to
revocation and an administrative fine of $1,000
(bb) Section 475.42(1)(g), F.S. (bb) The usual action of
the Commission shall be
Makes false affidavit or affirmation or false to impose
a penalty of an administrative fine of
testimony before the Commission $1,000 to a 3 year
suspension
(cc) Section 475.42(1)(h), F.S. (cc) The usual action of
the Commission shall be
Fails to comply with subpoena to impose a penalty of an
administrative fine of
$1,000 and a 6 month suspension to a 5 year
suspension
(dd) Section 475.42(1)(i), F.S. (dd) The usual action of
the Commission shall be
Obstructs or hinders the enforcement of Chapter to
impose a penalty of revocation
475, F.S.
(ee) Section 475.42(1)(j), F.S. (ee) The usual action of
the Commission shall be
No broker or sales associate shall place upon the to
impose a penalty of a 5 year suspension to
public records any false, void or unauthorized
revocation
information that affects the title or encumbers any
real property
(ff) Section 475.42(1)(k), F.S. (ff) The usual action of
the Commission shall be to
Failed to register trade name with the Commission impose
a penalty of an administrative fine of
$1,000 to a 6 month suspension
(gg) Section 475.42(1)(l), F.S. (gg) The usual action of
the Commission shall be
No person shall knowingly conceal information to impose
a penalty of an administrative fine of
relating to violations of Chapter 475, F.S. $1,000 to a
3 year suspension
(hh) Section 475.42(1)(m), F.S. (hh) The usual action of
the Commission shall be
Fails to have a current license as a broker or to impose
a penalty of revocation
sales associate while listing or selling one or more
timeshare periods per year
(ii) Section 475.42(1)(n), F.S. (ii) The usual action of
the Commission shall be to
Licensee fails to disclose all material aspects of the
impose a penalty of revocation
resale of timeshare period or timeshare plan and the
rights and obligations of both buyer or seller
(jj) Section 475.42(1)(o), F.S. (jj) The usual action of
the Commission shall be to
Publication of false or misleading information; impose a
penalty of an administrative fine of
promotion of sales, leases and rentals $1,000 to a 1
year suspension
(kk) Section 475.451, F.S. (kk) The usual action of the
Commission shall be to
School teaching real estate practice fails to obtain a
impose a penalty of an administrative fine of
permit from the department and does not abide by $1,000
to a 6 month suspension
regulations of Chapter 475, F.S., and rules adopted
by the Commission
(ll) Section 475.452, F.S. (ll) The usual action of the
Commission shall be
A broker contracts for or collects an advance fee for to
impose a penalty of an administrative fine of
the listing of real property and fails to properly
$1,000 to a 3 year suspension
deposit 75 percent in a trust account according to
Chapter 475, F.S., and rules adopted by the
Commission
(mm) Section 475.453, F.S. (mm) The usual action of the
Commission shall be
Broker or sales associate participates in any rental to
impose a penalty of an administrative fine of
information transaction that fails to follow the $1,000
to a 3 year suspension
guidelines adopted by the Commission and Chapter
475, F.S.
(nn) Rule 61J2-10.039, F.A.C., Section 475.25(1)(c), F.S.
(nn) The usual action of the Commission shall be to
Failure to produce records within 5 business days from
impose a penalty of an administrative fine of $1,000
receipt of request for inspection or audit or to
maintain and up to a 3 month suspension
records as required
(4)(a) When either the Petitioner or Respondent is able
to demonstrate aggravating or mitigating circumstances
to the
Commission in a Section 120.57(2), F.S., hearing or to a
Division of Administrative Hearings hearing officer in a
Section
120.57(1), F.S., hearing by clear and convincing
evidence, the Commission or hearing officer shall be
entitled to deviate from the
above guidelines in imposing or recommending discipline,
respectively, upon a licensee. Whenever the Petitioner
or Respondent
intends to introduce such evidence to the Commission in
a Section 120.57(2), F.S., hearing, advance notice of no
less than seven (7)
days shall be given to the other party or else the
evidence can be properly excluded by the Commission.
(b) Aggravating or mitigating circumstances may include,
but are not limited to, the following:
1. The degree of harm to the consumer or public.
2. The number of counts in the Administrative Complaint.
3. The disciplinary history of the licensee.
4. The status of the licensee at the time the offense
was committed.
5. The degree of financial hardship incurred by a
licensee as a result of the imposition of a fine or
suspension of the license.
6. Violation of the provision of Chapter 475, F.S.,
wherein a letter of guidance as provided in Section
455.225(3), F.S.,
previously has been issued to the licensee.
Specific Authority 455.2273, 475.05 FS. Law Implemented
455.227, 455.2273, 475.22, 475.24, 475.25, 475.42,
475.421, 475.422, 475.452,
475.453, 475.455, 475.482 FS. History–New 11-24-86,
Amended 10-13-88, 4-20-89, 5-20-90, 12-29-91, 11-8-92,
6-28-93, Formerly 21V-24.001,
Amended 11-16-93, 2-29-96, 12-30-97, 11-29-98, 1-18-00,
2-5-04, 1-30-06.
61J2-24.002 Citation Authority.
(1) Pursuant to Section 455.224, F.S. (1999), the
Commission sets forth violations for which there is no
substantial threat to the
public health, safety, and welfare; or, if there is a
violation for which there is no substantial threat to
the public health, safety, and
welfare, such potential for harm has been removed prior
to the issuance of the citation. Next to each violation
is the fine or other
conditions to be imposed.
(2) The following violations with accompanying fine or
other conditions may be disposed of by citation:
VIOLATION FINE
(a) Section 475.180(2)(a), F.S. – a nonresident failed
to file the required irrevocable $300.00
consent form; a resident licensee who failed to notify
the Commission of
becoming a nonresident as prescribed
(b) Sections 475.17(2)(a), 475.17(3)(a), 475.17(4)(a),
F.S., Rule 61J2-3.008 $500.00
and 61J2-3.009, F.A.C. failed to provide the required
number of classroom hours for an
approved or prescribed course
(c) Section 475.175(2), F.S. and subsection
61J2-17.012(2), F.A.C. – failed $100.00
to provide a course roster to the Division for each
course
(d) Section 475.175(2), F.S. and Rule 61J2-3.015, F.A.C.
– failed to provide a course completion $100.00
report to a student
(e) Section 475.22(1), F.S. and Rule 61J2-10.022, F.A.C.
– failed to maintain the required office $200.00
as prescribed
(f) Section 475.22(1), F.S. and Rule 61J2-10.024, F.A.C.
– failed to maintain the required office $100.00
entrance sign
(g) Section 475.22(2), F.S. – failed to register an out
of state Florida broker’s office $100.00
(h) Section 475.24, F.S., Rule 61J2-8.003 and
61J2-10.023, F.A.C. – $200.00
failed to register a location as a branch office
(i) Section 475.25(1)(b) and (d), F.S. – misconduct
involving economic loss $300.00
resulting in full restitution to the complainant
(j) Section 475.25(1)(k), F.S. and $200.00
paragraph 61J2-14.008(1)(d), F.A.C. – failed to
immediately deposit trust funds provided
the deposit is not more than 3 days late
(k) Section 475.25(1)(m) and 61J2-3.009, F.S.
1. Renewed a license without completing the $200.00
continuing education requirement and the act and
is discovered by the DBPR but the licensee has
completion
completed the continuing education requirements of the
within thirty (30) days after his or her renewal date
continuing
education
requirement
for the
previous
renewal cycle
2. Renewed a license without completing the
continuing education requirement and the act is
discovered by the DBPR but the licensee has
completed the continuing education
requirements within ninety (90) days after
his or her renewal date $500.00 and
completion of
the continuing
education
requirement
for the
previous
renewal cycle
3. Renewed a license without having complied
with Rule 61J2-3.009, F.A.C., and voluntarily notified
the DBPR more than thirty (30) days but no more
than 90 days after the renewal cycle ended $500.00 and
completion of
the continuing
education
requirement
for the
previous
renewal cycle
(l) Section 475.25(1)(q), F.S. – failed to give the
appropriate disclosure or notice at $300.00
the appropriate time under the provisions of Section
475.2755 or
475.278, F.S., (A citation may only be given for a first
time violation.)
(m) Section 475.25(1)(r), F.S. – failed to include the
required information in a $200.00
listing agreement; failed to give a copy to a principal
within 24 hours;
contains a self renewal clause
(n) Section 475.42(1)(b), F.S. – sales associate
operating as a sales associate without a $500.00
registered employer due to failure to renew or properly
register
(o) Section 475.42(1)(j), F.S. – having a $500.00
lis pendens placed by an attorney (Citation may be
issued only if no other
violation is present)
(p) Section 475.42(1)(k), F.S. and Rule 61J2-10.034,
F.A.C. – operated as a broker $100.00
under a tradename without causing the trade name to be
noted in the records of the
Commission
(q) Section 475.451(3), F.S. – failed to obtain a
multiple permit $500.00
(r) Section 475.4511(2), F.S. – advertised false,
inaccurate, misleading, or $500.00
exaggerated information
(s) Section 475.4511(4), F.S. – failed to have a
distinctive separation in a joint $100.00
advertisement of a school with an affiliated broker
(t) Subsection 61J2-3.008(6), F.A.C. – failed to certify
classroom attendance $300.00
per occurrence
(u) Paragraph 61J2-3.009(5)(e), F.A.C. – failed to have
a distance education course $300.00
instructor available per published schedule
(v) Subsection 61J2-3.009(6), F.A.C. – failed to inform
students of course standards and $100.00
requirements
(w) Subsection 61J2-3.015(2), F.A.C. – failed to provide
a course completion report to a $200.00
student; if a licensee, as the result of an
audit/inspection, failed to
provide a course
completion report to the DBPR
(x) Rule 61J2-5.016, F.A.C. – sales associate or broker
associate serving as an $200.00
officer or director of a registered brokerage
corporation
(y) Subsection 61J2-5.019(1), F.A.C. – failed to ensure
that the corporation or partnership $200.00
is properly registered; failed to ensure each officer,
director and
sales associate is properly licensed
(z) Rule 61J2-10.025, F.A.C. – advertised in a manner in
which a reasonable person $200.00
would not know one is dealing with a real estate
licensee or brokerage;
failed to include the registered name of the brokerage
firm in the
advertisement; failed to use the licensee’s last name as
registered with the
Commission in an advertisement
(aa) Rule 61J2-10.027, F.A.C. – used the name or
identification of an association or $300.00
organization when the licensee was not in good standing
or otherwise not
entitled to use same
(bb) Subsection 61J2-10.032(1), F.A.C. – broker failed
to notify the Commission within $100.00
the prescribed 15 business days but does so within 25
business days; or,
if a Notice of Noncompliance has been issued pursuant to
Rule 61J2-24.003, F.A.C.
and not timely complied with, failed to notify the
Commission within 45
days but does so within 55 days
(cc) Subsection 61J2-10.032(1) and (2), F.A.C. – broker
failed to institute a settlement $100.00
procedure within the prescribed 30 business days but
does so within 40
business days; or, if a Notice of Noncompliance has been
issued pursuant
to Rule 61J2-24.003, F.A.C. and not timely complied
with, failed to institute a
settlement procedure within 60 days but does so within
70 days
(dd) Subsection 61J2-10.032(2)F.A.C. – broker failed to
notify the Commission that the $100.00
dispute settled or went to court, or of the final
accounting and
disbursement within the prescribed 10 business days but
broker does so
within 20 business days; or, if a Notice of
Noncompliance has been
issued pursuant to 61J2-24.003 and not timely complied
with, failed to
notify the Commission that the dispute settled or went
to court, or of the
final accounting and disbursement within 40 days but
does so within 50
days
(ee) Rule 61J2-10.038, F.A.C. – failed to notify the
DBPR of the current mailing $100.00
address or any change in the current mailing address
(ff) Subsection 61J2-14.012(2), F.A.C. – failed to
properly reconcile an escrow account $100.00
when the account balances
(gg) Subsection 61J2-14.014(1), F.A.C. – failed to
secure the written permission of all $300.00
interested parties prior to placing trust funds in an
interest bearing
escrow account
(hh) Subsection 61J2-14.014(2), F.A.C. – failed to stop
interest from accruing prior to $100.00
disbursement
(ii) Subsection 61J2-17.013(1), F.A.C. – guaranteed that
a pupil would pass an examination $500.00
(jj) Failed to register a school location $100.00
(kk) Rule 61J2-17.014, F.A.C. – improper use of a guest
lecturer $100.00
(ll) Rule 61J2-17.015, F.A.C. – failed to post the
required language regarding $300.00
recruitment for employment; recruiting for employment
opportunities
during class time
(mm) Rule 61J2-10.038, F.A.C. – failed to notify the
DBPR of any change in address $1000.00
of a branch office within 10 days of the change in the
current mailing address
(3) Citations may be issued to real estate licensees,
permit holders, and registrants by the Division of Real
Estate.
(4) Citations are to be served upon the subject either
by personal service or certified mail, restricted
delivery, to the subject’s
last known address.
(5) The subject has 30 days from the date the citation
becomes a final order to pay the fine. All fines are to
be made payable to
the “Department of Business and Professional Regulation
– R. E. Citations” and sent to the Division of Real
Estate in Orlando. A
copy of the citation shall accompany the payment of the
fine.
Specific Authority 475.05 FS. Law Implemented 455.224,
475.25(1) FS. History–New 12-29-91, Amended 4-16-92,
1-20-93, 6-28-93, Formerly
21V-24.002, Amended 8-23-93, 4-7-94, 4-12-95, 7-5-95,
2-13-96, 6-5-96, 7-23-96, 1-22-97, 3-30-97, 11-10-97,
3-24-98, 7-1-98, 10-25-98,
1-19-99, 1-18-00, 10-15-00, 2-21-02, 2-5-04, 1-30-06.
61J2-24.003 Notice of Noncompliance.
(1) Pursuant to Sections 455.225(3) and 120.695, F.S.,
the Commission sets forth below those statutes and rules
which are
considered minor violations for which the DBPR shall
provide a licensee, registrant or permitholder with a
notice of
noncompliance. A violation is considered a minor
violation if it does not result in economic or physical
harm to a person or
adversely affect the public health, safety, or welfare
or create a significant threat of such harm. The notice
of noncompliance shall
only be issued for an initial offense of a listed minor
violation.
(a) 61J2-3.009(5)(e) – failure to have a correspondence
course instructor available.
(b) 61J2-3.009(6) – failure to inform students of course
standards and requirements.
(c) 61J2-3.015(2) – failure to provide a course
completion report to a student.
(d) 61J2-5.016 – salesperson or broker-salesperson
serving as officer or director of a registered brokerage
corporation.
(e) 61J2-5.019(1) – failure to ensure that the
corporation or partnership is properly registered;
failure to ensure each officer,
director and salesperson is properly licensed.
(f) 61J2-10.023 – failure to register a branch office.
(g) 61J2-10.024 – failure to maintain the office
entrance sign as required.
(h) 61J2-10.025(1) – failure to use the brokerage firm
name in an advertisement.
(i) 61J2-10.025(2) – failure to use the licensee’s last
name in an advertisement.
(j) 61J2-10.032(1) and (2) – failure to perform the
required act within the stated time frame but does so no
later than 30 days
after the stated time frame.
(k) 61J2-10.034 – failure to register a trade name with
the Division of Real Estate.
(l) 61J2-10.035 – failure to obtain the seller’s consent
to place a “sold” sign on the property prior to closing.
(m) 61J2-14.012 – failure to sign the escrow account
reconciliation if the account balances.
(n) 61J2-14.014(2) – failure to stop interest from
accruing prior to disbursement.
(o) 61J2-17.012(1) and (3) – failure to maintain the
course roster as required.
(p) 61J2-17.012(2) – failure to deliver the course
roster as required.
(q) 61J2-17.013(2) – failure to obtain a permit for a
school location.
(r) 61J2-17.014 – improper use of a guest lecturer.
(s) 61J2-17.015 – improper recruiting; failure to post
the required statement.
(t) 475.25(1)(m) and 61J2-3.009 – renewed license
without having complied with Rule 61J2-3.009, F.A.C.,
and voluntarily
notified the DBPR within thirty (30) days after the
renewal cycle ended.
(2) The DBPR shall issue a notice of noncompliance to
the licensee, registrant or permitholder subject to the
statute and rule
that the statute and rule have been violated. The notice
of noncompliance shall identify the statute and rule
being violated and shall
provide information on how to comply with the statute
and rule. The DBPR shall allow 15 days for compliance
with the statute and
rule and shall so notify the licensee, registrant or permitholder. The time for compliance shall begin to run
from the time the
licensee, registrant or permitholder receives the notice
of noncompliance. The failure of a licensee, registrant
or permitholder to
comply with the notice of noncompliance within the time
allowed shall thereafter result in the issuance of a
citation pursuant to
Rule 61J2-24.002, F.A.C., and, if there is no citation
for the violation, then the institution of regular
disciplinary proceeding
pursuant to Section 455.225, F.S.
(3) The notice of noncompliance may be delivered to the
licensee, registrant or permit holder’s current mailing
address by
certified mail, by restricted delivery or by personal
service. The notice of noncompliance may be issued by
the Division of Real
Estate.
Specific Authority 475.05 FS. Law Implemented 120.695,
455.225(3) FS. History–New 1-9-94, Amended 1-1-96,
11-10-97, 6-30-98, 10-25-98,
9-17-00.
61J2-24.004 Mediation.
(1) “Mediation” means a process, pursuant to Section
455.2235, F.S., whereby a mediator appointed by the DBPR
acts to
encourage and facilitate resolution of a legally
sufficient complaint. It is an informal process with the
objective of assisting the
complainant and subject of the complaint to reach a
mutually acceptable resolution.
(2) The Commission finds that mediation is an acceptable
method of dispute resolution for the following violation
as it is
economic in nature or can be remedied by the subject of
the complaint:
Has failed to deliver to a licensee a share of a real
estate commission if the licensee has obtained a civil
judgment and the judgment
has not been satisfied pursuant to Section 475.25(1)(d),
F.S.
Specific Authority 455.2235, 475.05 FS. Law Implemented
455.2235 FS. History–New 12-13-94.
61J2-24.005 Revocation.
(1) Pursuant to Section 455.227(5), F.S., revocation of
a license is permanent except for the following
violations:
(a) Section 61J2-3.015, F.S. – filing an application for
renewal of a license when the individual had not
complied with the
provisions of Rule 61J2-3.009 or 61J2-3.020, F.A.C.,
whichever is applicable.
(b) Section 475.25(1)(m), F.S. – obtaining a license by
means of fraud, misrepresentation or concealment when
the licensee
had filed an application for licensure which contained
false or fraudulent information or answers.
(2) An individual whose license has been revoked for the
above listed violations may not apply for a sales
associate’s license
for a period of five (5) years after the date of filing
of the final order revoking the license unless the
Commission specifies a lesser
period of time in the final order, said lesser period of
time based upon mitigating factors presented by the
Respondent. The
applicant must meet all the requirements for initial
licensure as a sales associate, including examination,
as required in Sections
475.17 and 475.175, F.S., The Commission may refuse to
certify the applicant pursuant to Section 475.17(1)(a),
475.181 or
475.25(1), F.S.
Specific Authority 455.227, 475.05 FS. Law Implemented
455.227 FS. History–New 2-13-96, Amended 4-28-98,
2-5-04.
61J2-24.006 Probation.
(1) Unless otherwise stated in the final order a term of
probation shall be ninety (90) days, to commence thirty
(30) days after
the filing of the final order.
(2) If a respondent is unable to complete the
requirements of probation within the ninety (90) days or
such other time specified
in the final order, the Division Director is authorized
to grant a ninety (90) days extension for the following
reasons:
(a) Illness;
(b) Unavailability of a required course.
(3) In the event the Division Director denies a request
for extension or the request for extension involves a
reason other than
stated in subsection (2), then the request shall be
heard by the Commission.
(4) It is the responsibility of the respondent to submit
to the Division Director or the Commission written
documentation to
substantiate the request for extension. Such request
must be made prior to the expiration of the initial term
of probation. Failure to
request an extension either of the Division Director or
the Commission within the initial term of probation will
result in the
automatic denial of the request for extension and any
penalty or penalties associated with the failure to
timely complete probation
will become effective.
(5) The respondent will be released early from probation
upon the successful completion of the terms of probation
and the
required information being submitted to the Division of
Real Estate Legal Section.
Specific Authority 475.05 FS. Law Implemented 455.227,
475.25 FS. History–New 2-13-96, Amended 11-10-97,
12-8-02.
CHAPTER 61J2-25 RULES GOVERNING INTERNAL ORGANIZATION
AND OPERATION
OF THE FOUNDATION ADVISORY COMMITTEE
61J2-25.001 Membership. (Repealed)
61J2-25.002 Meetings. (Repealed)
61J2-25.003 Chairperson. (Repealed)
61J2-25.004 Minutes. (Repealed)
61J2-25.005 Official Records. (Repealed)
61J2-25.006 Principal Office. (Repealed)
61J2-25.007 Committee Members Compensation. (Repealed)
CHAPTER 61J2-26 NONRESIDENT LICENSURE
61J2-26.001 Examination Requirements.
61J2-26.002 Residency.
61J2-26.003 Post-License and Continuing Education.
61J2-26.001 Examination Requirements.
(1) The Florida Real Estate Commission has determined
that it is in the best interest of the public's welfare
to ensure a
nonresident seeking licensure in this State, pursuant to
s. 475.180, Florida Statutes, is knowledgeable in
Florida law, statutes and
administrative rules. To properly ensure such applicant
has this knowledge, a written examination will be
mandatory. This
examination will consist of 40 questions, with each
question being worth one (1) point. An applicant who
receives a grade of 30
points or higher shall be deemed to have successfully
completed the examination requirement for nonresident
licensure.
(2) The subject area of the examination shall consist of
general real estate license law. While knowledge of all
subject areas is
required, particular emphasis will be placed on Chapters
455 and 475, Florida Statutes, and on the rules of the
Florida Real Estate
Commission found in Chapter 61J2 of the Florida
Administrative Code.
(3) This examination will be required of all applicants
for nonresident licensure, regardless of jurisdiction,
and shall become a
part of each written agreement implementing the
provisions of s. 475.180, Florida Statutes.
Specific Authority 475.05, 475.180 FS. Law Implemented
475.180 FS. History–New 11-6-94.
61J2-26.002 Residency.
The Florida Real Estate Commission recognizes that
nonresidents of Florida may have a lesser opportunity
than Florida residents to
avail themselves of the education, experience, and
examination requirements necessary for Florida
licensure, and that such
nonresidents may therefore apply for licensure under s.
475.180(1), Florida Statutes, as implemented in Rule
Chapter 61J2-2,
Florida Administrative Code. For purposes of s.
475.180(1), Florida Statutes, a "resident" of Florida is
defined as:
(1) a person who has resided (regardless of whether the
place or base of residence is a recreational vehicle,
hotel, rental unit, or
any other temporary or permanent situs) in Florida,
continuously for a period of 4 calendar months or more,
within the preceding
one year; or
(2) a person who presently resides (regardless of
whether the place or base of residence is a recreational
vehicle, hotel, rental
unit, or any other temporary or permanent situs) in
Florida, with the intention to reside continuously in
Florida for a period of 4
months or more, commencing on the date that the person
began the current period of residence in Florida.
Specific Authority 475.05, 475.180 FS. Law Implemented
475.180 FS. History–New 11-6-94.
61J2-26.003 Post-License and Continuing Education.
(1) The Florida Real Estate Commission has determined
that it is in the best interest of the public welfare
that a non-resident
securing licensure pursuant to s. 475.180, Florida
Statutes, keep abreast of current Florida law. To
properly ensure such knowledge
subsequent to securing licensure through s. 475.180,
Florida Statutes, the non-resident licensee must satisfy
post-license and
continuing education requirements as follows:
(a) All applicants for non-resident licensure must
satisfactorily complete a Commission prescribed or
approved post-license
educational course prior to the first renewal following
licensure. The standards and requirements for the
post-license education
course will be in accordance with Rule 61J2-3.020,
Florida Administrative Code.
(b) Subsequent to the first renewal period, all
non-resident licensees are required to satisfactorily
complete the continuing
education requirements pursuant to Rule 61J2-3.009,
Florida Administrative Code. The standards and
requirements for continuing
education will be in accordance with Rule 61J2-3.009,
Florida Administrative Code.
(2) Failure of a non-resident licensee to satisfactorily
complete the post-license education requirement shall
result in the
penalties prescribed in s. 475.17(3) or (4), as
applicable.
(3) Hardship cases for post-license education shall be
governed by and as defined in Rule 61J2-3.013, Florida
Administrative
Code.
Specific Authority 475.05, 475.180 FS. Law Implemented
475.180 FS. History–New 11-30-94.
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